CEO says majority of high net worth clients will move toward independent advisers
If you've got at least $100 million in net worth, the folks at Wells Fargo would like to put on a show for you and your heirs.
Summit Financial deal is ninth transaction of the year for Focus.
Fidelity Institutional Wealth Services wants to help them make a concerted push into plan advising
Financial Engines' results buoyed by strong markets and growing DC assets.
Startup is collaborating with LinkedIn to help firms' social-media presence
Cerulli study: A succession partner is biggest hurdle for 32% of advisers eyeing retirement.
There are 2.18 million investors under 50 with $500,000 in their pockets.
The parent company of Southwest Securities, SWS Group, received $7-a-share offer from Hilltop Holdings. The offer was a 16% premium to the stock's closing price on Thursday. Bruce Kelly has the story.
Hilltop Holdings ups previous offer for SWS Group by 12.6%.
CEO says best execution is first order of business; competition for RIA customers remains strong.
Beacon finds 'client onboarding' has replaced social-media archiving as brokers' biggest technology challenge.
<i>Friday's menu:</i> Where investors go when BRICs crack. Plus: How advisers can &mdash; and should &mdash; deal with male and female clients, mounting sanctions drive Russia toward China for economic help, investor class-action lawsuits spike, and saving money on travel.
Niche is attracting more advisers looking to add to their service offerings.
Fastest-growing units are turning toward fee-based investment and planning advice.
Stanford professors offer tips on replicating excellence in business
Focus has been actively looking to facilitate breakaway deals by helping wirehouse teams form their own firms or join existing Focus partners.
Donald Carman and Michael Hickey move to Atlas Private Wealth Management, dissolve previous firm.
After doing 10 deals in 2013, Adolf expects 2014 to be 'a very good year'
Seattle-based McAdams Wright Ragen has more than $10 billion in client assets.
