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This money tip could keep your marriage alive
A new study identifies how much, on average, is all right to spend without first talking to your partner.
Ameriprise spends $11 million-plus this year on DOL fiduciary rule
The expense speaks to the difficulty broker-dealers are facing to comply with the controversial new regulation.
Allianz, Pimco targeted in class-action 401(k) suit
Firms are the latest targets in another class-action lawsuit alleging breach of fiduciary duty due to excessive 401(k) fees.
Ex-Ameriprise adviser gets 7 years in the slammer for bilking clients
Breakfast with Benjamin: Susan Elizabeth Walker was sentenced to more than seven years in prison for taking over $1 million from clients' accounts.
Ameriprise relaunches Columbia Management as Columbia Threadneedle Investments
Pulling together Columbia and UK-based Threadneedle, the new combined firm will manage $506 billion globally.
The latest ranking of independent broker-dealers by rep head count
Even if recruiting at independent broker-dealers has hit a wall, the industry still features a number of firms with expanding numbers of registered reps.
Raymond James, Ameriprise deliver higher profits, helped by adviser growth, wealth management
Raymond James and Ameriprise reported double-digit profit gains, with Raymond James posting record quarterly net income. Here's how they did it.
The independent broker-dealers that offer the highest average payouts
A by-the-numbers look at 2014's highest-paying broker-dealers
The independent broker-dealers with the biggest revenue and asset gains in 2014
These firms boosted their businesses significantly between 2013 and 2014
Columbia Threadneedle Investments files with the SEC for NextShares and index funds
Ameriprise Financial's asset management subsidiary signals a desire to significantly expand its presence in the exchange-traded fund market, as well as license Eaton Vance's mutual fund/ETF hybrid structure.
Ameriprise to pay $27.5 million settlement in 401(k) fiduciary breach suit
Firm denies allegations made by its own retirement plan participants in four-year-old case that was set to go to trial April 13.
Don Froude stepping down as president of Ameriprise’s personal advisers group
Froude, who oversees about 9,700 advisers, has been in the role since 2008. He will turn his focus to "field initiative and projects" at the company.
Ex-Ameriprise adviser pleads guilty to stealing nearly $1 million
Susan Walker admitted to accusations she used $980,000 of client assets to pay for personal expenses, including vacations and private school tuition.
Indie reps happier at work than employee advisers: J.D. Power
Independent advisers continue to be happier at work than their colleagues who are employees of broker-dealers but the gap in job satisfaction among the two groups is narrowing. See how your firm ranks
Ameriprise advice unit reports 29% increase in pretax profit
Net revenue per adviser up 14%, reaches $468,000
Ameriprise ordered to deliver Columbia funds chief’s journals to ex-staff
In Ameriprise case, federal judge rules chief executive of the firm's mutual fund unit must hand over documents in lawsuit over retirement plan's use of proprietary funds.
SEC settlement ends saga for former Ameriprise exec who aided SAC Capital insider case
Portfolio manager who helped feds must pay $390K, will do no prison time.
2Q a mixed bag for big firms
Asset management key component of earnings at three industry giants.
Five IBDs in $7M settlement over nontraded-REIT sales
Galvin's tally for investors this year tops $11M, fines reach $1.4M
Ameriprise 401(k) lawsuit set for January court date
Ameriprise workers filed suit in 2011, claiming firm profited from costly plan options
