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Couples in sync on retirement goals, but at odds on specifics
Survey shows that despite having shared values, couples have conflicts and gaps around retirement savings, expenses, and estate plans.
LPL welcomes $170M veteran advisor
The broker-dealer giant’s hire in North Carolina is the latest in a string of recruiting moves at Ameriprise’s expense.
LPL lands $500M advisor team in Texas
The move marks the third practice LPL has recruited from Ameriprise in roughly a week.
LPL lands $300M team in Kentucky
The advisors from Ameriprise are joining the broker-dealer's network with their own independent practice in Louisville.
NFL union taps Ameriprise to work with players
'Something like this puts Ameriprise on the map in the competition among the regional firms and the independent broker-dealers,' one recruiter says.
Opaque SEC sends a clear message: Stop texting
Critical issue represents the latest meeting point of two pressures weighing heavily on advisors.
Ameriprise bracing for $50 million penalty over messaging
'There's no rhyme or reason regarding how these penalties are determined,' one industry executive says.
Sometimes it takes a financial advisor to bring a couple together
A new report shows nearly a third of couples surveyed only 'somewhat agree' that they share the same financial goals.
Ameriprise adds $525M team from RBC to its independent channel
The Washington team was attracted to the autonomy and financial planning capabilities the firm offered.
Client assets in cash products ended 2023 at twice the normal level: Ameriprise
In its earnings report, the firm cites all-time highs in both advisor productivity and client assets.
Father-son duo joins LPL from Ameriprise
The team at Melville, New York-based Zambri Financial will move into the first Linsco office on Long Island.
Ameriprise sees impressive growth in third quarter
Client assets are up 15%, while cash sweep and certificate balances are down $5.8 billion from the year-ago period.
LPL, Ameriprise wade into AI applications for advisors
'When I left Ameriprise earlier this year, the company was just starting to talk about AI,' one financial advisor said.
With market cooking, Ameriprise advisors see boost in revenue
Bad markets make clients realize they need their advisors, says industry expert.
Advisor leaves Ameriprise for LPL after 25 years, citing greater freedom
Jason Johnson founded 509 Wealth Management in 1998 and manages approximately $400 million in assets.
Team managing $475 million jumps to RayJay from Ameriprise
The three advisors operate as Leeward Financial Group in Lighthouse Point, Florida.
Top-earning CEOs at broker-dealers in 2022
Chief executives at leading brokerage and advisory firms are earning more money than ever. Here are the numbers on last year’s compensation for some of the highest-profile executives.
How stocks of wealth management firms are holding up this year
Focus Financial is going private. There’s a banking crisis. What has the impact been on these companies?
LPL adds Texas advisor managing $180 million
Jonathan Blakelock and six staff members are joining LPL from Ameriprise and will operate as Blakelock Financial Group in Kingwood.
Advisor revenue up at Ameriprise despite lousy year for stocks
The firm reported that its average revenue per financial advisor increased almost 4% in 2022 compared to the year earlier.
