Displaying 8 results
LPL expands in Michigan with father-son advisor duo
The two breakaway advisors are launching their own independent practice after managing a book of $240M at Ameriprise.
LPL swipes two former Cambridge advisors in Iowa
The broker-dealer behemoth’s recruitment drive continues unabated as it welcomes the pair who reported managing around $200M in assets.
Cambridge chooses Skience for client onboarding
The broker-dealer expands its use of the Skience platform by adding the onboarding module.
Wirehouses fall flat on adviser satisfaction: J.D. Power
Despite payout rates and branding that suggest higher levels of support, the top brokerage firms are not meeting adviser expectations, according to a recent survey of over 3,000 advisers.
$1 billion RIA leaves Cambridge Investment Group
The Berger Financial Group has designs on stimulating growth through further acquisitions
Tech tools fall flat among advisers: J.D. Power survey
While firms are investing heavily in technology, many have missed the mark on delivering the best experience
Her Success Matters: Amy Webber
The CEO of Cambridge Investment Research has carved a path built on intelligence, energy and teamwork
Finra slaps Cambridge with $150,000 fine over UIT sales
Also censures firm, again, for not paying discounts to eligible customers
