Displaying 27 results
Dynasty Financial taps industry veteran Tim Oden
The platform continues to elevate its appeal to RIAs with the appointment of the longtime Schwab executive.
Pontera raises another $60 million
Latest funding round for fintech platform allowing advisors to manage clients’ held-away assets is led by Iconiq.
Abacus Life partners with Dynasty Financial Partners for new wealth division
The firm will offer clients comprehensive financial planning services.
Former CNBC anchor Ron Insana joining Dynasty Financial
Insana will work with Dynasty chief investment officer Bob Shea to identify strategic opportunities for investment portfolios.
High-net-worth clients may be easy to get and just as easy to lose, study reveals
Due diligence may not be the top priority when wealthy clients seek a financial advisor, but such clients can also be quick to switch.
Procyon Partners adds two advisors managing $600 million
Frank McKiernan and Jerry Sneed are joining Procyon, a Dynasty Financial network firm, from Baker Tilly Wealth Management.
Advisor Group hires Dynasty co-founder Ed Swenson to lead RIA channel
The independent broker-dealer is developing different channel strategies as part of its rebranding, and RIAs are a big part of that.
Cetera goes more RIA-ish by hiring Durbin from Fidelity
It's in the best interest of Cetera's owner, Genstar Capital, to make the broker-dealer network look as much like a registered investment advisor as possible.
Value exchange runs deeper for independent wealth managers
A successful value exchange requires a demonstration of worth as a matter of consistent policy and procedure to build the trust needed to improve the client’s financial well-being.
Wells Fargo team with $1 billion jumps to RIA
The Compass Group advisors are joining DayMark Wealth Partners, a Cincinnati, Ohio-based RIA with $907 million in assets.
Dynasty Financial launches investment bank to capture a piece of the RIA M&A market
The new Dynasty Investment Bank will cater to buyers and seller regardless of whether they're part of the Dynasty partnership network.
The undiminished lure of RIA firms
Registered investment advisory firms provide a service that customers understand, demand and are willing to pay a good price for, in good times and bad.
Morgan Stanley team with $715 million joins Americana Partners
The team of eight in Midland, Texas, was brought to Americana by Dynasty Financial Partners.
Dynasty Financial selects BridgeFT as primary data aggregation provider
Dynasty has acquired a minority stake in BridgeFT and appointed its chief technology officer, Frank Coates, to serve on the fintech’s board.
Investors think they need at least $3 million to retire
According to a Bloomberg survey, most respondents are optimistic they’ll move closer to their retirement goal by ending 2023 with more in retirement savings than at the end of 2022.
Dynasty Financial, in first-ever acquisition, picks up TruClarity’s breakaway business
Dynasty currently has 35 job openings, and CEO Shirl Penney said TruClarity's people, including CEO Pamela Stross, were a big part of its appeal.
Dynasty IPO is still in the cards, Shirl Penney says
Despite Dynasty's sales of minority ownership stakes to Schwab and a private equity investor, a public stock offering is still the best long-term strategy for the platform, the CEO says.
Dynasty Financial Partners signals IPO is still the plan
An updated filing with the SEC appears to squash reports that Dynasty is shelving its plans to go public.
So your RIA has gone mega. Is it time to go public?
The wave of IPOs among mega RIAs has been building for years, but some in the industry wonder how many firms can weather the challenges of being a public company.
Fintech Bytes: Dynasty partners with Pontera, Orion joins up with Apex
A roundup of the week's fintech news for financial advisers.
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