Subscribe

litigation

Displaying 2 results

Topic
  • News
  • April 17, 2024

Suit challenges SEC market surveillance tool as unconstitutional

The Texas lawsuit accuses the SEC of acting without authority to create the Consolidated Audit Trail, a database that would collect virtually all US trading data.

Topic
  • News
  • April 3, 2024

Washington advisor claims victories in Hightower noncompete saga

The legal skirmish has taken several turns, including a temporary restraining order and a decision kicking the case back to the state level.