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Alex. Brown nabs Florida advisor managing $250 million at Merrill
Daniel Laiter will join Alex Brown's Brickell Avenue branch in Miami.
UBS adds two teams from Merrill Lynch
The Klinger Quan Group, which manages more than $1.3 billion, joins in San Francisco, while David Sacharko and Sean Siana, with $340 million, join in Hartford, Connecticut.
LPL adds two tech execs from Bank of America
Cory Triolo and Tim Checko are joining the IBD's investor and investment solutions team.
Smoothie-throwing broker under microscope for cash transactions
Finra has made a 'preliminary decision' to recommend some type of disciplinary action against James Iannazzo, according to BrokerCheck.
This year should have been worse for broker-dealers
One of the big themes in 2022 was how well the broad retail wealth management industry has insulated itself from the downside of the bust part of the cycle.
AdvisorFinder platform aims to put prospective clients in the driver’s seat
Entering the competitive space of client referral programs, AdvisorFinder faces the challenge of getting consumers to the site.
Team managing $270 million exits Janney for Merrill
The two advisers are based in the firm’s Bala Cynwyd, Pennsylvania, office
Morgan Stanley rep managing $430 million moves to Merrill
Nandi Gunning joins a trio of advisers managing $2.5 billion in San Francisco.
Merrill nabs $1 billion team from Citi
A team of four advisers in suburban New York is making the switch.
Merrill Lynch to drop unpopular pay hurdle in 2023
Known as the '3% investment policy,' the rule acted as a modest — if nagging — monthly charge on the revenue advisers generated.
Merrill team managing $160 million joins Raymond James
Abbie Osterbur and Niralee Patel are joining the firm’s employee adviser channel in Champaign, Illinois.
Merrill team advising on $400 million affiliates with Sanctuary
Their independent firm, 18Forty8 Private Wealth, is based in Madison, Wisconsin.
Merrill adds premium outside manager service
The service allows the firm's high-net-worth clients to use a variety of third-party asset management firms.
Merrill adviser family managing $540 million moves to RBC
Teams led by Bill and Bruce Sandry make the switch to RBC Wealth Management’s Davenport, Iowa, office.
Big firms propelled soaring profits for RIAs in 2021
The high profitability seen last year proved especially rewarding to the owners and partners of top firms.
Mega Merrill team managing $4.5 billion goes RIA
Ash Chopra launches Syon Capital and most of the 10 professionals joining him in the move were team members at Merrill.
Merrill duo managing $350 million moves to UBS
Howard Woo, Luke Schell make the wirehouse switch in Irvine, California, and operate as Sequoia Partners.
Billion-dollar Merrill team bolts
Trio of advisers launch Beverly Hills Private Wealth as an independent registered investment adviser and selects Goldman as custodian.
Billion-dollar Merrill rep goes indie with LPL
Alexander Guiliano is launching Resonate Wealth in Ridgewood, New Jersey, along with two staffers.
Billion-dollar Merrill team joins Raymond James
Four-adviser group in Novi, Michigan, moves to the firm’s employee channel and will now operate as Stone Manor Wealth Advisors of Raymond James.
