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Former Merrill adviser assigned to rehabilitation after racist rant
James Iannazzo, who lost his job at Merrill after a tirade at a smoothie shop, will have the charges against him dismissed after a year under supervision.
Merrill’s digital chief joins LPL as chief product officer
Kabir Sethi will head firm’s technology; Matt Enyedi will lead national sales and marketing.
Raymond James adds team that managed $340 million at Merrill
The four advisers will operate as Resolute Private Wealth in Forest, Virginia.
Cresset hires advisers managing $800 million
Chris Georgopoulos joins in West Palm Beach, Florida, and Thomas McKeown joins in Chicago.
Raymond James adds Merrill pair with $353 million in assets
The father-and-son team of David and Mitch Vallie is based in Grand Blanc, Michigan.
Morgan Stanley is wirehouse hiring winner in 2021
It was the only wirehouse to show a net increase in financial advisers last year, according to InvestmentNews data.
Fired Merrill broker who threw smoothie lands at Aegis Capital
James Iannazzo, 48, was arrested in January, faces three charges and is seeking probation.
Merrill looks to boost hiring of experienced advisers in 2022
The hiring push comes after Merrill and Bank of America reported a 6.3% decline in financial adviser head count last year.
Ex-Merrill adviser who threw smoothie wants probation
James Iannazzo, who's facing three charges as a result of the incident in January, seeks to plead not guilty and be put on probation for up to two years.
Rockefeller adds $850 million Merrill team
Greenwood Village, Colorado-based Brent Hablutzel and Zachary Bond-Stefo will operate as the Hablutzel Group.
CFP Board suspends Merrill adviser fired last month
Meanwhile, the adviser, James Iannazzo, who was arrested after an incident at a Connecticut smoothie shop, was ordered to stay away from the shop, according to a news report.
Merrill fires Connecticut adviser after uproar at smoothie shop
The adviser, James Iannazzo, went on a tirade over the weekend after his son had an allergic reaction to a drink.
BofA revamps wealth management product teams
The moves in product teams increase the responsibilities of Andy Sieg, the president of Merrill Lynch, and Katy Knox, president of BofA's private bank.
It’s raining records at Merrill Lynch
Merrill Lynch, an industry bellwether, reports a host of new highs in 2021, ranging from revenue to assets and net new ultra-high-net-worth clients.
First Republic increased number of teams it added in 2021
The bank's wealth management group also started 2022 in hiring mode, reporting this month that it had recruited two longtime Merrill advisers in New York.
Robert McCann back in the financial advice industry
The former UBS chief was named co-chair of recently rebranded NewEdge Capital Group.
Merrill Lynch settles ski resort claims for $4.5 million
The settlement stemmed from potential claims related to Merrill's "management and oversight" of brokerage accounts opened by the owner of Jay Peak, the failed Vermont ski resort.
Advisers to focus on staying home in 2022
Advisers like the autonomy of working from home and don’t want to have to go back to the office and wear a suit again.
Wells Fargo moves to simplify pay plan for advisers
'I really think that our financial advisers are going to be happy about this,' one Wells Fargo executive said.
What a year for broker-dealers and their advisers
Record highs for B-Ds in profits, revenues and assets give the industry much to be cheery about.
