Displaying 223 results
Morgan Stanley flexes private-market muscle with new service
Wirehouse’s new concierge desk broadens opportunities for wealth clients to invest in private secondary markets.
Finra fines Morgan Stanley $1.6M over muni transaction shortfalls
Broker-dealer self-regulator finds pattern of gross supervisory failure involving municipal securities over a five-year period.
Raymond James strengthens advisor network with $340M Morgan Stanley team
Based in South Florida, the Behar-Nagel Group is the latest to join Raymond James’ employee advisor channel.
Morgan Stanley to cut several hundred jobs in wealth unit
The layoffs will affect less than 1 percent of the workers in the wealth management business.
Raymond James adds to talent pool with Morgan Stanley hire
The seasoned advisor brings more than two decades of industry experience.
Rockefeller poaches $1.3B Morgan Stanley team
The wealth advisory team, which caters to high-net-worth clients, is the firm's fourth recruit this year.
Former Morgan Stanley broker running for office reviewing $147K award
Deborah Adeimy claimed firm blocked her from running in GOP primary, aide says 'we're unclear how award figure was calculated.'
Morgan Stanley is betting US bank capital rules will ease
Firm turns bullish with softer regulatory touch likely to spark buybacks.
SEC bars ex-Morgan Stanley broker who stole from his mother
The SEC alleged that Texas broker Doug McKelvey misappropriated more than $1.7 million.
Morgan Stanley pays Gorman $37M for final year as CEO
During his 14 years running the firm, Gorman engineered a transformation of Morgan Stanley.
Bullishness is rising with rate cut expectations, reveals Morgan Stanley poll
Investors have increased confidence in rate cuts, soft landing for the US economy.
Morgan Stanley’s new CEO Pick has wealth management in his veins
Industry executive warns it will take time for Pick to earn the trust of advisors.
Wirehouses to continue bleeding advisors in 2024
As the migration to independent broker-dealers and RIAs continues, concerns about the Big Four’s compensation plans may be contributing to the outflow.
Morgan Stanley to pay $249M over block trade probes
The agreement with federal prosecutors ends a years-long investigation and allows the bank to avoid criminal charges.
US stock rally reliant on economic growth, says Morgan Stanley
Strategist Michael Wilson expects 'twists and turns' until greater certainty.
Morgan Stanley chair thinks proposed bank rules will be ‘wound back’
James Gorman says regulator’s ideas were ‘extremely aggressive.’
JPMorgan among winners as Latin American wealth flocks to Miami
However, Morgan Stanley has been losing clients in city amid Federal Reserve review of its measures to prevent potential money laundering.
Former senior banker at JPMorgan among four recruits joining UBS
Firm adds advisors in Florida, Missouri, and Mississippi.
Raymond James nabs two wirehouse advisors in South Florida
Pam Mitchell joins from UBS in Naples and Vijay Baxter from Morgan Stanley in Aventura.
Tough month for stocks? Morgan Stanley bear says so
Strategist Michael Wilson sees volatility during December.
