Displaying 223 results
Raymond James nabs California advisor from Morgan Stanley
Jeffrey Olsen oversees nearly $200 million, operating as Olsen Wealth Management.
Morgan Stanley, Rothschild among elite focusing on UAE
Wealthy clients in the Middle East are attracting big hitters.
Morgan Stanley co-president Andy Saperstein diagnosed with cancer
The executive plans to continue working as he begins to receive treatment.
Morgan Stanley taps Jed Finn to run wealth business
Finn was previously an executive at McKinsey & Co., as were co-president Andy Saperstein and CEO James Gorman.
Independent advisory firm launches in Massachusetts with $650m in assets
Two advisors formerly affiliated with Morgan Stanley and UBS make the jump to new RIA.
Morgan Stanley International ex-chairman sues for over $15 million in unpaid fees
Legal battle launched over retainer, success fees.
Morgan Stanley to pay 6 states $6.5M for failing to protect customer data
About 15 million clients' details were exposed after information was left on decommissioned computers.
The latest in financial #AdvisorTech — November 2023
This month’s highlights include Practice Intel’s new ‘growth platform,’ FinanceHQ’s new lead generation platform and RIA startup Farther’s latest funding round.
Big aggressive rate cuts coming within months, say UBS, Morgan Stanley
Goldman Sachs? Not so much.
Fed pushes Morgan Stanley to tighten wealth management controls
The regulator wants to ensure enough is being done to prevent money laundering by international clients.
Morgan Stanley’s Gorman will step down as chair by end of 2024
He will make way for incoming CEO Ted Pick to make his mark on the Wall Street titan.
Why alternatives are a key focus for institutions managing $100M-plus
Morgan Stanley's Graystone Consulting shares inaugural institutional investment study.
Morgan Stanley CEO contenders pocketed $20M special bonuses
New Chief Executive Ted Pick and two others were given the equivalent of a year's compensation.
Recession not likely, says Morgan Stanley’s Gorman
'If ... you've got a client sitting on a lot of cash earning zero, I would hope you're telling them to put it into Treasuries or something,' Gorman said.
RBC Wealth adds $450M wirehouse team in Philadelphia
Four advisors and two client associates have made the move.
Celebrated $1.9B wirehouse team launches independent RIA firm
The team comprises three advisors with history of industry recognition.
RBC Wealth adds $630M teams from Morgan Stanley, Wells Fargo
The firm has added advisors in New York, Pennsylvania and Minnesota.
Sanctuary Wealth hires ex-Morgan Stanley MD to recruit East Coast advisors
Industry veteran will focus on attracting elite wirehouse breakaways.
Family offices are increasingly professional and that means paying more for top talent
Morgan Stanley research shows higher compensation for US family office professionals.
Morgan Stanley raising pay hurdle for its financial advisors in 2024
'It's a tug of war. The firms want to keep more revenue, and the financial advisors want to do the same,' an industry recruiter says.
