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SEC poised to release guidance on Reg BI implementation this month
Other priorities: Probing whether ESG funds live up to the hype, zeroing in on fee conflicts
ETF price war sees BNY Mellon launch first no-fee bond fund
The asset manager is also coming out with a zero-fee large cap equity fund
SEC puts misleading fund names in its crosshairs
The regulator seeks public feedback on its naming rules to better protect investors
Where investors have found refuge in the sell-off
Amid the slump in sentiment, some types of investments are proving their resilience
SEC fines Wells Fargo $35 million for unsuitable sales of complex products
Firm recommended that clients buy, hold single-inverse ETFs in retirement accounts despite previous Finra penalty
Gold prices set to soar amid stock volatility
Investors turn to gold for its relative safety in volatile markets. The new coronavirus outbreak is fueling sales
Why a renewable fund failed amid the ESG boom
Smaller providers are finding it tough to compete with the world’s biggest managers
Advisers split on proposals for financial transaction tax
Some say it’s a smart way for government to raise revenue; others say it penalizes investors
Berkshire dips toe into ETF market
In the fourth quarter, the company made investments from its huge pile of cash in two exchange-traded funds
Franklin-Legg Mason combo could produce nontransparent ETF powerhouse
Will a majority stake in Precidian Investments put the merged firms on the ETF map?
American Century lifts the curtain on nontransparent ETFs
The asset manager has high hopes for the first two ETFs it's preparing to launch with the unique new wrapper
Next Financial to return $500,000 to clients over fund sales
Texas securities regulator also fines the firm $100,000 for failure to supervise
BlackRock climate vow pays off with new ETF’s $600 million debut
Exchange-traded fund launched last week sees big investment from Finnish pension insurer
New ETF meets demand for muni debt with social investing
Van Eck files for fund that will focus on investment-grade state and local government debt that funds projects promoting sustainable development
Legg Mason triples down on nontransparent ETF bet
With the final product still awaiting regulatory approval, Legg shows unyielding support for the new ETF wrapper by increasing its stake in Precidian
Sales, returns push TDF assets up by $290 billion in 2019
Vanguard still accounts for 37% of the market for target-date funds, Morningstar data show
Stevens led ICI through era of turbulent policy, strong growth in mutual funds
As he announces his retirement, Stevens defines the trade association’s hallmark during his tenure: ‘We try to bring facts to the table.’
Reporter’s notebook: Inside look at Inside ETFs conference
Much ado about fees and nontransparent exchange-traded funds
Can nontransparent ETFs save active management?
Asset managers have high hopes for the new type of wrapper, expected to hit the market in the next few weeks
FSI denounces ‘regulation by enforcement’ despite strong rebuke from SEC’s Jackson
Group says Reg BI enforcement probably won’t draw same criticism as share-class crackdown
