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LPL acquiring California broker-dealer with 260 advisors
Crown Capital CEO Darol Paulsen says shared philosophy with LPL will help its advisors spend more time with clients.
Finra whacks Advisor Group, NPH with $2.7 million in fines over variable annuity sales
Eight broker-dealers censured for supervisory laxity in monitoring VA exchanges.
LPL hits target for attracting NPH assets
Independent broker-dealer says it has added $70.2 billion in net new assets as a result of the acquisition.
Royal Alliance loses team overseeing $420 million to Kestra
Husband-and-wife-led team operates as Questmont Strategic Wealth.
Invest loses $245 million indie to Kestra
Maryland-based Potomac Financial Consultants is led by Michelle Bender.
Two super OSJs overseeing $3.5B affiliate with Securities America
The firms, with a total of 65 brokers, were formerly affiliated with National Planning Holding.
LPL Financial signs up 953 NPH advisers and $34.4 billion in assets
Broker-dealer says it is on track to bring over 70% of NPH revenue as part of its acquisition.
New Jersey bank moves $700 million program from Invest to Cetera
Investors Bank brokerage operation has 65 licensed representatives.
Independent Financial Group snags $875 million hybrid team
Formerly affiliated with SII Investments, Scarborough Capital Management has decided not to sign with LPL.
LPL retains $1.6B Zuk Financial Group
California-based hybrid was one of National Planning Corp.'s largest firms
LPL signs $530 million NPH-firm, Fross & Fross Wealth Management
Firm chooses LPL for its size and support system.
LPL retains $4.3 billion at The Planners Network
The association of small advisers had been affiliated with the recently-acquired NPC.
LPL retains $1.1B Discovery Financial
After losing many National Planning Corp. affiliates, company touts the 'keep.'
Financial Focus takes $446 million in assets from NPC to Securities America
Women-owned Carlsbad, Calif.-based firm specializes in serving women.
LPL loses another big team to Securities America
Professional Investors Network, with 70 advisers and $1.7 billion in assets, was affiliated with NPH.
LPL says it’s on track to recruit 70% of National Planning Holdings revenue
Rivals have picked off some big NPH teams, but LPL said it is getting the lion's share of revenue from the acquisition.
A $1 billion super OSJ leaves NPC for Royal Alliance
Strategic Partners of Kansas oversees 38 advisers.
LPL sheds $1 billion in assets as NPH ‘refugees’ form RIA
Meanwhile, a different group managing $650 million moves from NPC to Commonwealth
Blaming the DOL fiduciary rule, LPL sees recruiting stall for second straight quarter
The company said the DOL rule has created uncertainty on the part of advisers.
LPL retains $2 billion firm affiliated with NPC
Deal with California-based Trilogy Financial comes as other big advisory firms have decided to leave.
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