Displaying 30 results
$1.3 billion advisory firm leaves NPC for Commonwealth
New York-based Paris International started looking for new broker-dealer as National Planning Holdings' deal with LPL Financial came to light.
Is LPL’s deal sweet enough for NPH’s 3,200 reps and advisers?
They will have to decide if the signing package they are being offered by LPL makes sense. A lot is hanging in the balance.
LPL Financial buys NPH, a broker-dealer network with 3,200 advisers
The deal, part of which is based on the advisers and revenue that eventually will move from NPH, could potentially cost LPL $448 million.
National Planning Holdings acquisition could be real boost to LPL earnings: analyst
Industry executives have been chattering for at least a month about the blockbuster deal.
National Planning Holdings CEO to advisers: No comment on LPL takeover talk
CEO Scott E. Romine sent an email regarding the rumors to the 3,500 reps and advisers affiliated with the network's broker-dealers.
How the biggest independent broker-dealer networks stack up
Ranking five big IBD networks by reps and revenue
National Planning slammed with $6.2M arbitration award
In a dispute focused on real estate investments, the indie B-D and a former broker 'breached fiduciary duty, were negligent,' complaint says. Big award comes with split decision.
National Planning takes on 65 reps and $750M from Main Street
National Planning Corp. Inc. is scooping up the reps and assets of Main Street Securities LLC, which is closing down its broker-dealer operations to join NPC.
National Planning Corp. to pay $3.9M to Mass. investors
National Planning Corp., one of the ten largest independent broker-dealers , has reached a $3.9 million settlement with Massachusetts to reimburse a set of elderly investors in the state who lost money from investments that an NPC adviser allegedly described as safe.
Invest CEO Niedermeier to retire from firm
Invest Financial Corp.'s chief executive, Lynn Niedermeier, is retiring and is being replaced temporarily by Jim Livingston, president of National Planning Holdings Inc., a Santa Monica, Calif.-based network of broker-dealers that includes Invest Financial.
