Displaying 62 results
Fund sponsor M&A makes retirement CIO jobs more complicated
Mergers of fund management companies add to due diligence chores for retirement industry chief investment officers
ETF providers quietly dial back production
Some major ETF providers haven't launched a fund all year
Biggest firms win fight for cash flooding muni funds
Five companies have received 80% of the money that has poured into tax-exempt bond funds this year.
Adviser involved in college admissions probe revealed as Oppenheimer rep
Qui Xue Yang works at firm's Summa Group unit in Los Angeles.
Factor investing gets a reboot as ebbing demand bites at ETFs
ETF providers are trying to woo investors with all-in-one funds that pull together several factors.
Invesco to buy OppenheimerFunds
Deal brings Invesco another $246 billion in assets, as well as high-fee actively managed funds.
Invesco said to be in talks to purchase OppenheimerFunds
MassMutual's sale of the unit has been estimated to fetch $5 billion.
MassMutual is considering sale of OppenheimerFunds division
The potential transaction comes as asset managers see margins narrow and active funds lose ground to passive funds.
Finra panel awards Oppenheimer client $800,000 in damages
Found firm executed unauthorized and unsuitable trades in client's accounts.
Finra panel awards couple $800,000 in case against Oppenheimer
Says firm was negligent in case involving energy stock selection.
Oppenheimer loses $230 million team to hybrid
Tom Anderton and Ryan Howard join 626 Financial in Portage, Mich.
Smart-beta ETFs are hot for teachers
Well-known academics are signing up to advise asset managers on factors for smart-beta funds.
Hurricanes that ravaged Puerto Rico also wreck its bonds
Some funds have over 10% of their holdings in the island's municipal bonds, which were already suffering from poor economic conditions before the recent storms.
OppenheimerFunds stays uniquely committed to Puerto Rico’s muni bonds
Big bets by the Rochester muni bond team lead to feast-or-famine performance record.
Ameriprise tells clients to sell OppenheimerFunds municipal-bond funds holding Puerto Rico debt
Oppenheimer has about $3.5 billion in Puerto Rican debt spread across 19 funds, according to Morningstar.
Adviser allegedly took $529,000 from investors in Ponzi scheme
Stephen S. Eubanks used the money to fund his lifestyle and pay earlier investors, according to William Galvin, Secretary of the Commonwealth in Massachusetts.
Despite congressional relief, impending Puerto Rico debt default could trip up municipal bond investors
OppenheimerFunds, Franklin Templeton maintain big exposure to the troubled island's debt.
Finra orders Oppenheimer & Co. to pay $2.9M for unsuitable sales of nontraditional ETFs
More than 30,000 non-traditional ETF transactions, totaling approximately $1.7 billion, were carried out by Oppenheimer representatives, according to the regulator.
AFL-CIO seeks SEC probe of OppenheimerFunds, Franklin Templeton over Puerto Rico bonds
The unions wants to know if the firms adequately valued their bond holdings as the island's fiscal crisis worsened.
Oppenheimer’s shuttered fund spotlights challenges for commodity strategies
Investors and money managers caught off guard by commodity markets.
