Displaying 62 results
Puerto Rico default could blindside investors in municipal bonds
Some muni funds, such as Oppenheimer, are over-exposed to the risky bonds.
New York City Council speaker seeks SEC probe of OppenheimerFunds on Puerto Rico
Council's Mark-Viverito says investments add to fiscal misery
Commodity, energy investment funds on a comeback
Long-suffering energy limited partnership funds, for example, have leaped 21.46% the past 30 days.
$25B institutional money manager takes a leap into retail
Three mutual funds just the start for Pzena Investment Management.
As Puerto Rico crisis intensifies, mutual fund investors face loss of capital
If the island can't pay back all of its debts, some fund holders could suffer haircuts.
Power utility bond investors score win against Puerto Rico law
Investors including OppenheimerFunds and Franklin Resources have convinced a judge that bankruptcy law and the U.S. Constitution should prevail.
Oppenheimer to pay $20M for penny stock violations
Broker-dealer to pay $20 million over a failure to prevent suspicious penny stock trading and pump-and-dump schemes.
SEC penalizes 13 firms for improper sales of Puerto Rican bonds
The SEC cracks down on financial firms, including Schwab, J.P. Morgan Securities, Lebenthal, Oppenheimer, TD Ameritrade, UBS and Wedbush for selling risky debt beneath the minimum allotment of $100,000 for a single transaction.
Oppenheimer Holdings beset by regulatory investigations
Firm sets aside more than $12 million in light of enforcement actions from the SEC, Finra and Treasury Department.
Oppenheimer’s risky bond bets backfire — again
OppenheimerFunds' municipal bond funds have been rocked by big bets on Puerto Rican debt, stirring up memories of its Core Bond Fund's disastrous 2008. Jason Kephart has the story.
OppenheimerFunds loses more bond bets
Muni bond funds rocked by big bets on Puerto Rican debt, stirring up memories of 2008.
OppenheimerFunds raids rival in bid to add value to value funds
Spahr, three other Columbia Funds vets, sign on; 'no room for closet indexers'
Acquisition will give Oppenheimer foothold in MLP space
OppenheimerFunds announced plans to acquire SteelPathCapital, which has $2.6 billion in assets and a seven-year track record in the master limited patnership space.
Justin Leverenz: Oppenheimer Developing Markets Fund
Justin Leverenz never followed the crowd. While other students at the University of California, San Diego in the 1980s were studying Japanese, Mr. Leverenz, now portfolio manager of the $25 billion Oppenheimer Developing Markets Fund, began to learn Mandarin.
Greece’s reckoning could be ‘day or weeks’ off: OppenheimerFunds’ CIO
The worst of the European financial crisis could soon be over, said Art Steinmetz, cio at OppenheimerFunds Inc. But that could mean that things will have to get worse before they can get better.
Oppenheimer fund solicitation challenged in investor lawsuit
The Oppenheimer Holdings solicitation allegedly overstated the value of holdings in the Global Resource Private Equity Fund, described in a private placement memorandum as a fund of funds intending to invest in natural resource-related companies.
OppenheimerFunds misled investors about souped-up funds: SEC
Firm allegedly failed to disclose use of derivatives in two funds adequately; agrees to pay $35M to settle the charges
No clear end to Greek drama
Hang on for a rough ride as the European sovereign-debt crisis continues
OppenheimerFunds boots portfolio manager having ‘terrible year’
Freud out, Dishmon in at Quest International; analysis shows value fund not offering much value in 2011
12(b)-1 ruling eases fund firms’, B-Ds’ worries – for now
Mutual fund companies breathed a sigh of relief last week when a judge dismissed a case that could…
