Displaying 440 results
Ameriprise team managing $170 million switches to Raymond James
Vandergrift Financial Group has offices in Orlando and Tampa, Fla.
Raymond James teams managing $290 million move to Janney
Waingart and Luke groups will open office for firm in Greenville, S.C.
SunTrust adviser managing $184 million goes indie with Raymond James
Evan Mayer opens The Mayer Group in Boca Raton, Fla.
Morgan Stanley team managing $210 million joins Raymond James
Five-adviser group in Tucson, Ariz., moves to firm's employee unit.
Merrill Lynch trio managing $260 million moves to Raymond James
Veteran advisers join employee unit in Virginia Beach, Va.
Morgan Stanley duo managing $260 million joins Raymond James
Rene Dierkes and Frank McKenna move to employee unit in Morristown, N.J.
Morgan Stanley duo managing $252 million moves to Raymond James
Matthew Pruitt and Matthew Fisher join employee unit in Doylestown, Pa.
Raymond James, Ameriprise add advisers in Q2, as two wirehouses shed them
Both firms on receiving end of steady drip of advisers leaving Wall Street.
Longevity planning will be a central mission for advisers of the future
Clients are living longer, and advisers will need to help them avoid outliving their money
Merrill Lynch duo managing $372 million goes indie with Raymond James
Lee Henderson and George Hutter form eponymous firm in New Orleans.
JPMorgan Securities rep managing $225 million joins indie tied to Raymond James
Amy Sabin moves to Steward Partners Global Advisory in Dallas.
Adviser managing $600 million moves to Raymond James
David Ahlquist joins employee unit's Greenway Plaza office in Houston
Finra bars ex-Raymond James compliance executive for data tampering
In 2016, Vincent Storms changed broker audit information and avoided follow-up work.
LPL snags $1.1 billion team from Raymond James
PacNorth Retirement Group will use both LPL's broker-dealer and corporate RIA.
Deutsche Bank to add 300 employees to wealth management ranks
Announcement comes three years after bank offloaded its private client services unit to Raymond James.
Merrill Lynch trio managing $300 million goes indie with Raymond James
Waterstreet Financial sets up shop in Sandusky, Ohio.
Wells Fargo reps managing $587 million go indie with Raymond James
Four who also advise on $385 million in institutional assets set up shop in Dallas, Texas.
Reps managing $319 million move to Raymond James
Daniel Nickow and Brett Salzer join employee unit in Deerfield, Ill.
Adviser duo managing $181 million at Raymond James joins B. Riley
Michael McCall and Michael Connelly open office in Devon, Pa.
One adviser from UBS and two from Merrill Lynch move to Raymond James
The number of assets managed by each adviser ranges from $137 to $190 million
