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Morgan Stanley team managing $520 million goes indie with Raymond James
Three-adviser team creates IronRidge Wealth Management in Basking Ridge, N.J.
Wells Fargo team managing $600 million moves to Raymond James
Three-adviser group in Richmond, Va., joins firm's employee unit.
Merrill Lynch duo managing $1 billion moves to Raymond James
William Seyle and Tim Hickey join employee unit in Allentown, Pa.
Retirement investors win $1.8 million arbitration against Raymond James for penny-stock sales
A broker for Morgan Keegan, which Raymond James acquired in 2012, bought shares of two penny stock firms for IRAs, which was against firm policy.
UBS adviser team managing $300 million goes indie with Raymond James
Lori Siegel and Robert Russo form Centrix Wealth Partners in Houston.
Raymond James adds advisers in first quarter, but warns of possible slowdown
CEO says it will be difficult to match last year's record year for recruitment.
Pilot killed in plane crash was Raymond James adviser
Jeffrey Weiss, 65, was well known for flying for charities.
Merrill Lynch team managing $400 million moves to Raymond James
Trio in Auburn Hills, Mich., join firm's employee unit.
Adviser managing $200 million at SunTrust moves to Raymond James
Debbie Smith joins employee unit at Buckhead office in Atlanta, Ga.
Texas adviser managing $341.5 million becomes RIA
Former employee rep Robert Harrell II will use Raymond James as custodian
Three Wells Fargo reps managing $240 million go indie with Raymond James
Team of three sets up shop in Corpus Christi, Texas, as Coastal Bend Wealth Partners.
Stifel adds wirehouse teams managing $1.1 billion in assets
Nine reps, from Merrill Lynch, Raymond James and Wells Fargo, join firm.
Morgan Stanley team managing $240 million leaves for Raymond James
Gregory Stevens and Vince Spires join employee unit in Ocala, Fla.
Arizona credit union’s $638 million retail unit switches to Raymond James
Desert Financial Wealth Management had been with LPL for 18 years.
Using music to share financial literacy with young students
Personal finance not discussed enough around the dinner table or in the classroom.
Adviser managing $190 million leaves Wells Fargo for Alex. Brown
Elana Milianta will work in firm's Greenwich, Conn., office.
UBS team managing $738 million near Detroit leaves for Raymond James
Eleven-member group will join RJ's employee unit in Birmingham, Mich.
Q4 revenue strong at IBDs, online brokers despite market declines
Increased trading and higher interest rates helped the firms weather volatility, Moody's says.
Wells Fargo Advisors loses Virginia team to Raymond James
Betty Schutte-Box and Troy Yenser spent the past five years at the wirehouse in Virginia.
3 reasons for the annuity sales spike
And none of them have anything to do with the death of the DOL rule