Displaying 24 results
Raymond James notches wins in the Sun Belt with advisor additions
Together, the ex-Merrill Lynch advisor in Florida and the Wells Fargo alum in New Mexico reported managing $250M in assets.
Raymond James adds Indiana pair with $170M
The broker-dealer giant is expanding its independent advisor division with two advisors from PNC Investments.
Raymond James signs $243M advisor from Wells Fargo
The industry veteran with two decades of experience will reinforce the brokerage firm's presence in Tennessee.
Raymond James scoops up $265M advisor in Pennsylvania
The latest recruit to join the firm’s independent advisor channel comes with a three-decade record, including 10 years at Merrill Lynch.
Raymond James adds teams from Morgan Stanley, UBS
The firm welcomes a $350 million duo in New England, and an advisor in Florida who had managed a $235 million book.
Oregon orders Raymond James to pay nearly $200K over ‘unreasonable commissions’
State regulator imposes penalties in relation to overcharging exposed by multistate investigation.
UBS advisor jumps to Raymond James
The firm welcomes an industry veteran with $165 million in assets and nearly 40 years of experience.
$615M family office joins LPL from Raymond James
Bay City, Michigan-based Maier & Associates includes members of three generations of the Maier family.
Raymond James adds $160M advisor from Edward Jones
Frank Durrum operates as Durrum Wealth Management in Mount Pleasant, Texas.
Advisor team leaves Ameriprise for LPL Financial
Elsewhere, Raymond James nabs Edward Jones talent.
Finra arbitrators exonerate Raymond James in scam targeting Ecuadorian investors
'It’s a devastating award, or lack thereof, for the claimants and a massive victory for Raymond James,' says an attorney not involved in the case.
Raymond James achieves record net revenue, earnings
'Our advisor recruiting has picked up significantly over the last two months, with record numbers of large teams in our pipeline,' CEO Paul Reilly says.
Embrace mobile tech or risk being left behind in next demographic shift
The use of mobile technology is becoming more deeply ingrained in the advisor-client relationship.
Wells Fargo team with $350 million moves to Raymond James
Managing partner at Keybridge Wealth Management says team will now have 'complete freedom to advise clients.'
How rising interest rates cushioned IBDs in a stormy 2022
Meanwhile, over the past decade, the top 25 firms have essentially doubled the amount of revenue they generate.
Finra bars former LPL, RayJay rep who borrowed $850,000 from clients
Chattanooga, Tennessee-based William F. Winchester III was registered with LPL Financial from 2007 to 2012 and then with Raymond James Financial Services.
How stocks of wealth management firms are holding up this year
Focus Financial is going private. There’s a banking crisis. What has the impact been on these companies?
Raymond James adds advisor managing $350 million at UBS
Richard Weisberg will operate as Weisberg Wealth Management in Naples, Florida.
Raymond James nabs $680 million team from UBS
The four advisors operate as Momentum Wealth Partners in Akron, Ohio.
Edward Jones rep managing $195 million goes indie
Blaine Franklin joins Raymond James Financial Services as owner of Blaine P. Franklin Financial Services in Rifle, Colorado.
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