Displaying 43 results
Certainty of taxes matched by certainty of tax policy for now
Legislative lull means it's easier to carry out multiyear planning, says advisor.
Robert W. Baird agrees to pay clients $520K for mutual fund charges
The settlement with Baird stems from Finra's 2020 targeted examination regarding rights of reinstatement.
Wall Street hit with latest wave of fines in SEC WhatsApp probe
Ten firms, including Baird and Interactive Brokers, agreed to pay penalties totaling $79 million for employees' use of unmonitored communications channels on the job.
A billionaire tax? Don’t bet on it
The political makeup doesn’t bode well for passing major tax legislation — and a bill that imposes a specific levy on billionaires would be substantial.
Hello, I must be going
Advisors and clients will see a flurry of coveted tax breaks come and go in the next three years. Here’s how to keep track.
DAF payout bill stalls in Congress
The Senate and House bills will both die at the end of the year if they are not approved. It’s not clear whether sponsors will reintroduce them in January.
Duo managing $298 million at Wintrust shift to Baird
Scott Park and Aimee Morrin join firm’s Oak Brook, Illinois, office.
Baird adds reps managing $850 million at Morgan Stanley
A solo adviser joined the firm in Yakima, Washington, and a duo signed on in Durango, Colorado.
Wells Fargo veteran managing $482 million joins Baird
James Galkowski will open an office for the firm in Rochester, Minnesota.
Duo managing $200 million at Wells Fargo joins Baird
Veteran advisers Kellie Rixse and business partner Jeff Todd make move in Anchorage, Alaska.
Wells Fargo team managing $225 million moves to Baird
Doche Financial Consulting Group is based in Scottsdale, Arizona
Team managing $270 million at UBS moves to Baird
The WillowPointe Group, a two-adviser, five-person team, joins in Cookeville, Tennessee.
Adviser managing $160 million at Wells Fargo joins Baird
Mario Perez is moving to the Baird office in Sacramento, California
Chip Walker exits Wells Fargo to join Baird
Walker will oversee the firm's retail expansion in the St. Louis area
Morgan Stanley team managing $383 million moves to Baird
The four-person Parker Group will open a new branch for Baird in Columbia, Tennessee
Morgan Stanley team managing $280 million moves to Baird
Four-person Fischetti Barry group is based in a suburb of Pittsburgh
Adviser managing $279 million at Wells Fargo joins Baird
Philip Stathos becomes part of wealth management team in Portland, Maine
Team managing $381 million leaves Wells Fargo for Baird
Robert Schrieber, three advisers and three staff will join firm in Elgin, Ill.
As donor-advised funds grow in popularity, they may draw more scrutiny
Vehicles offer way to get tax breaks for bundling donations while delaying the giving part.
Baird lands $228 million team from Oppenheimer
Richard Fisher and Dan Sullivan have joined the firm as senior vice presidents and financial advisers. Together, they generate more than $1 million in annual revenue.
