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Alex David jumps to Raymond James from Stifel
'This appears to be more of a reflection on Stifel,' one industry recruiter says.
Former $335M Wells Fargo team joins Stifel’s independent broker-dealer subsidiary
Washington team is the second practice to join the firm so far in 2024.
Stifel adds new flagship offices and $673M AUM with three advisory teams
The firm's new additions boost its total assets under management to more than $6.5B.
Our next moon goal — the best for the world
InvestmentNews board member Dr. Benjamin Akande, a distinguished economist, shares an inspiring message.
Top-earning CEOs at broker-dealers in 2022
Chief executives at leading brokerage and advisory firms are earning more money than ever. Here are the numbers on last year’s compensation for some of the highest-profile executives.
LPL adds Stifel advisor overseeing $300 million
Nate Carlon is based in Scottsdale, Arizona, and operates as Carlon Wealth Advisors.
Stifel to pay $3.2 million over former broker’s ‘predatory sales’
The firm allegedly failed to supervise Joseph Crespi, whose trading activity prompted 135 internal alerts over 12 months, according to the office of Massachusetts Secretary of the Commonwealth William Galvin.
How stocks of wealth management firms are holding up this year
Focus Financial is going private. There’s a banking crisis. What has the impact been on these companies?
Fintech Bytes: STP acquires WealthSite, Docupace launches productivity tool kit
Plus Stifel turns to KX to enhance analytics and decision making, and digital insurance brokerage Modern Life unveils a new platform for advisers.
Stifel adviser managing $200 million joins Raymond James team
Howard Kaplan is affiliating through indie Riegel Financial in Ohio.
Democrats won’t lose SEC majority on election night
That's why Chairman Gary Gensler will be able to proceed with his agenda, experts says. But he'll get plenty of GOP pushback for being too aggressive.
Adviser killed in Highland Park shooting remembered as ‘kind and gentle,’ devoted to clients
Stephen Straus began his career in 1968 and was still showing up in the office every day at age 88.
Midlevel a rich but overlooked vein for diverse talent
The greatest opportunity for change lies in the middle — at the branch or regional management level — where diversity programs fall behind or are abandoned in favor of the status quo.
Stifel rep managing $410 million moves to LPL’s employee channel
Robert Mitchell and his team will open an office for the firm in Greensboro, North Carolina.
ICapital tech platform acquires Stifel Financial’s alts feeder funds
The deal, which will close later this month, pushes the assets on iCapital's platform to more than $118 billion.
Duo managing $239 million at Wells Fargo leave for Stifel
Tim Devlin and Michael Jeremiah are joining the firm in Spokane, Washington.
Wirehouses fall flat on adviser satisfaction: J.D. Power
Despite payout rates and branding that suggest higher levels of support, the top brokerage firms are not meeting adviser expectations, according to a recent survey of over 3,000 advisers.
Merrill Lynch duo managing $211 million moves to Stifel
Bill Wade and Reid Berry are opening an office in Brentwood, Tennessee.
Stifel CEO says life after Covid means return to the office
CEO Ron Kruszewski cited benefits related to training, collaboration and the reinforcement of the firm's culture in his annual letter to shareholders.
Team managing $1.35 billion at Merrill Lynch moves to Stifel
The practice in Dallas includes four advisers and three support staff.
