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Five advisers managing $480 million leave Wells Fargo for Stifel
Newcomers added in California, Washington and Kansas.
Financial firms must attract millennial advisers to serve new generation of clients
Here's how to recruit the next generation of talent as wealth moves into the hands of young people.
Adviser managing $166 million moves from UBS to Stifel
Mark Scaglione is based in the firm's Tampa, Fla., office.
Merrill team managing $250 million moves to Stifel
J.R. Koeijmans and Lance Whitworth join firm's Dallas office.
Three-adviser team managing $730 million leaves UBS for Stifel
Group will open office for firm in downtown Cincinnati, Ohio.
Stifel subsidiary acquires $1.3 billion San Francisco-based RIA
Purchase of Rand & Associates gives 1919 Investment Counsel a physical presence on the West Coast.
Stifel CEO Kruszewski named chairman of American Securities Association
American Securities Association will represent sector before Congress, regulators
Finra bars two brokers, including one with nearly 40 years in the industry
Both Stephen T. Hurtuk and Juergen Weber were barred after failing to particpate in Finra investigations into alleged wrongdoing.
Stifel lands financial advisers from UBS, Merrill Lynch, Wells Fargo Advisors
The three financial advisers managed $520 million in client assets.
Wells Fargo brokers managing $179 million move to Stifel
Russ Schwartz and Kaival Patel make switch in Hackensack, N.J.
Wells Fargo team managing $170 million moves to Stifel
Stifel also added an Ameriprise broker managing $82 million.
Former Stifel broker barred for taking $205,000 from a client
Mitchell Yanow wrote 33 checks without authorization to cover personal expenses.
Eight advisers managing $616 million join Benjamin Edwards
Five were with Wells Fargo, others from LPL, Stifel and SunTrust
Edward Jones, Commonwealth Financial top J.D. Power list of top brokerage employers
In this J.D. Power survey, advisers rated their firms on qualities such as client support, compensation and firm leadership.
Stifel CEO Ron Kruszewski blasts firms that try to restrict broker movement
He says leaving the broker protocol agreement is not a good thing and that firms shouldn't be going to court to prevent 'client choice.'
SEC bars two in pension pay-to-play scandal
The former brokers bribed a pension fund manager to get trades that netted them millions in commissions.
DOL fiduciary rule responsible for drop in Stifel adviser headcount: CEO
The firm's CEO said many advisers retired rather than deal with business disruption from the regulation.
Broker managing $141 million at Stifel joins Ameriprise
Mark McGrath moves to firm's employee channel in Timonium, Md.
Stifel to acquire $4.8 billion Ziegler Wealth Management
Chicago-based Ziegler to keep institutional, investment banking businesses.
It’s been a good year for publicly traded brokerage firms — but not all
Shares of LPL, Raymond James and Ameriprise are among those outperforming their benchmark, while Oppenheimer Holdings is down by double digits.
