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Ben Harrison is suddenly alone at top of Pershing’s custody business
The departure of his co-head, Maura Creekmore, leaves the popular executive solely in charge of Pershing's Wealth Solutions business.
Kate Healy named to head CFP Board’s Center for Financial Planning
The former TD Ameritrade executive led the company’s Generation Next diversity program.
Schwab on track to begin TD account transitions
The process of switching investment accounts from one firm to the another is one of the most anxiety producing events in the work life of a financial adviser.
Schwab-TD integration on track with more layoffs expected: Bernie Clark
Head of Schwab Advisor Services Bernie Clark gave progress updates, while unveiling the firm's annual Independent Advisor Survey Outlook. Results showed sweeping adviser optimism and lessons learned from 2020.
Schwab adds developer portal for fintechs
The goal of the self-serve portal is for fintechs to identify use cases for the hundreds of APIs Schwab and TD Ameritrade have available.
Brokerage platforms falter during GameStop surge
The brokers with outages or problems include the most prominent names in the discount and online brokerage industry, including Fidelity, the Charles Schwab Corp., TD Ameritrade, ETrade Financial Corp. and Robinhood.
Schwab’s customer service tests advisers’ patience — and loyalty
As the brokerage navigates the cumbersome undertaking of acquiring thousands of advisers from TD Ameritrade and more than $6 trillion in assets, the broader custody industry is not sitting idle waiting for the fallout.
What will Schwab cut from TD’s Veo One?
The technology that will make the cut largely depends on adviser engagement, according to a Schwab executive
Schwab acquisition of TD to close Oct. 6
The Fed also signed off on Morgan Stanley's purchase of ETrade, which is expected to close Friday
Financial planning profession making great strides to develop diversity
While the industry's efforts are admirable, there is still more that firms can do
Big data and financial wellness in Fava’s wheelhouse at Envestnet
The popular strategist will utilize data and technology to deliver new products to advisers
TD’s Dani Fava joins Envestnet as Schwab merger looms
More top-level departures are expected as the $26 billion megamerger draws nearer
TD Ameritrade says brokers are running out of reasons not to go independent
The semiannual study shows the breakaway trend is increasingly gaining steam
TD Ameritrade applies ‘dating app’ innovation to RIA M&A
Critics of the new platform wonder if the anonymous nature of the interactions will work for personalized deals
Strongest RIAs managed for growth during the financial crisis: TD study
The owners of standout firms took pay cuts, but kept investing in the business
Millennials fled when stocks took a dive in March
Stock-market exposure for millennials dropped below the average for clients of all ages last month, according to a TD Ameritrade index
Vanguard, TD Ameritrade latest digital services to struggle with market downturn
With more people than usual logging in to check their accounts or make trades, some platforms are slowing down
Saving time, tech integration are themes at T3
LPL, Fidelity and Orion were among the companies announcing new integrations at the conference
ETrade growth plan sends mixed messages
After a disappointing fourth quarter, the company's focus is on capturing RIAs leaving Schwab and TD
Free trading hits TD hard
On the flip side, while profits are down, TD Ameritrade's trading volume has spiked to levels the company has never seen before
