Displaying 341 results
TD Ameritrade report says brokerage industry driving reps out the door
Brokerage industry 'black eye' fuels the breakaway brokerage trend.
With TD Ameritrade about to acquire Scottrade, Tom Bradley is out
Company felt it needed a top manager from Scottrade in merged company.
Financial industry steps up in Harvey’s wake
Individuals and firms are donating time and money to help storm victims
Scottrade advisers test custodial waters
Some could choose not to follow company to TD Ameritrade when acquisition hits in September.
TD Ameritrade adds video performance reports for robo-advice clients
Custodian ramping up its digital-platform offerings in race to accumulate assets.
Once dominant, bank custodians still hold a coveted slice of RIA market
With less than 20% market share, banks promote safety in targeting high-end RIAs.
ICI head casts doubt on further delay of DOL fiduciary rule
Paul Schott Stevens says prospects for a delay are 'uncertain' and that the rule 'is already causing great harm.'
TD Ameritrade and Fidelity tweak RIA referral fees ahead of DOL fiduciary rule
TD is dropping its fees, while Fidelity is giving is RIAs fewer options on how to pay for referrals.
Big data for analyzing adviser businesses, clients part of TD’s fintech strategy for 2017
TD Ameritrade Institutional will add new tools to its Veo One platform that employ analytics to help financial advisers understand their practices better and a dashboard to pinpoint client-service issues.
Another salvo in the fee wars: Schwab cuts expense ratios on index funds
Offers guarantee on services.
Small Custodian Cover
When it comes to the custody of client assets, most registered investment advisers are drawn toward the brand…
TD Ameritrade says trading impacted by Trump’s tweets
First-quarter volume was up 11%, in part because of president-elect's frequent social media activity
Where Donald Trump stands on top financial adviser issues
From regulation to tax and entitlement reform, these are the central decisions that will affect financial planners and clients in the years to come.
Hopes fade for RIA third-party exam rule by the SEC this year
Chairwoman Mary Jo White said a proposal for such exams has been circulated, but two other commissioners may be reluctant to act. (More: SEC sets record in enforcement actions against investment advisers)
TD Ameritrade and its largest stakeholder, Toronto-Dominion, buy Scottrade for $4 billion
Deal combines two of the largest online brokerages and expands US operations of Canada's second-largest lender.
Custodians tell fee-only advisers to find a new way to stand out after DOL fiduciary rule
Now that all retirement advice must be in a client's best interest, prospects are going to hear from every type of adviser that they act as fiduciaries.
TD Ameritrade introduces new retail robo-adviser platform
Custodian offers five portfolios with investment selected by Morningstar professionals.
RIAs should charge fees tied to net worth: TD’s Tom Nally
Advisers aren't placing a value on financial planning services when their fees are based solely on AUM.
TD’s Skip Schweiss to RIAs: Don’t shrug off DOL fiduciary rule
Registered investment advisers can be held liable if they don't act in clients' 'sole interest' when it comes to retirement advice.
Advisers managing $600 million leave Morgan Stanley to start RIA firm
The wirehouse advisers create independent wealth management firm We Are One Seven in Cleveland
