Displaying 181 results
Ameriprise recruits $450 million team from UBS
Christine Gustafson and her team at Phoenix Wealth Management are based in Phoenix, Arizona.
UBS team managing $850 million goes indie with Sanctuary
Four-adviser group sets up shop as Questar Capital in Paramus, New Jersey.
UBS fined $350,000 for failing to report certain trades
Finra says the firm failed to report certain trades in TRACE-eligible securities.
Bitcoin ‘stuck at the moment’ as record cash flees crypto ETFs
A UBS analysis shows April is set to see the largest crypto-ETF outflows on record, with investors having pulled more than $417 million so far this month.
The persistence of remote work
In the short space of four months, remote work seems to have become an even more permanent part of our everyday lives.
UBS duo managing $210 million joins Janney
The Morris Jerkovich Group is based in Bedminster, New Jersey.
UBS team managing $360 million moves to LPL
Gary Edmonds, Andy Chang are joining the firm's Linsco employee-broker unit in Washington, DC.
UBS duo managing $265 million goes indie with LPL
Leslie Shenkler and Daryl Lipkin are setting up shop as Alcove Private Wealth in Princeton, New Jersey.
UBS will allow some US employees to work remotely full-time
The Swiss bank expects about 10% of its workers in the US to go remote as the program is implemented in phases, starting at the wealth unit.
UBS has $200 million exposure to Russian assets in loans to rich
The Swiss bank also identified 'a small number' of wealth management clients who were sanctioned in response to Russia's invasion of Ukraine.
Comedy or tragedy? The curtain is rising on robos’ third act
The attractiveness of stand-alone robos, coupled with the ample dry powder at large financial services players, could mean more acquisitions are on the horizon.
UBS wealth management Americas nabs assets, looks to digital
Like its competitors, the Swiss bank had a strong quarter when it came to reeling in net new client assets.
UBS gets dose of digital disruption
CEO Ralph Hamers is on a mission to pull UBS into the digital age, and last week's announcement of the bank's acquisition of robo-adviser Wealthfront was his first move.
UBS buying Wealthfront for $1.4 billion in cash deal
The acquisition will add more than $27 billion in assets under management and over 470,000 clients in the U.S., the bank said.
Robert McCann back in the financial advice industry
The former UBS chief was named co-chair of recently rebranded NewEdge Capital Group.
Credit Suisse ordered to pay former brokers about $10 million
The decision by Finra arbitrators is another win for advisers who say the firm owes them money after an October 2015 decision to shut its U.S. private bank.
Four Idaho advisers managing $648 million join Raymond James
Employee unit adds two-person teams from Wells Fargo and UBS.
UBS nominates Colm Kelleher as next chairman
The former president of Morgan Stanley will stand for election to succeed Axel Weber at the Swiss bank's annual meeting in April.
UBS considers changes to global family office unit
The bank is responding to internal wrangling about how the profits from the unit that deals with some of its richest clients are shared between its wealth management and investment management businesses.
UBS to start digital wealth manager in the US
The new service, scheduled to begin sometime next year, will service customers with between $250,000 and $2 million in assets, a group that UBS hasn't previously targeted in a meaningful way.
