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Deadline set for broker-dealer merger with SPAC
The deal between broker-dealer aggregator Wentworth and Kingswood SPAC must be completed by late November.
B-D SPAC deal takes shape; Larry Roth to have lead role
When aggregator Wentworth Management Services goes public by merging with a SPAC, Kingswood, sometime in the next few months, industry veteran Roth will serve as chairman.
So your RIA has gone mega. Is it time to go public?
The wave of IPOs among mega RIAs has been building for years, but some in the industry wonder how many firms can weather the challenges of being a public company.
