SEC bars former Merrill Lynch adviser over alleged $1.7 million fraud
The Chicago broker had been fired by the wirehouse and previously barred by Finra
The Securities and Exchange Commission has barred a former Merrill Lynch broker in Chicago, alleging that he stole more than $1.7 million from at least three of his clients.
Marcus Boggs allegedly misappropriated his clients’ money by selling securities in their advisory accounts and then trans
Learn more about reprints and licensing for this article.
