The Federal Reserve sanction may have cost Wells about $4 billion in profits
The six-member group will work in the Washington, D.C., office of UBS Private Wealth Management
Six-member Legacy Family Wealth group opens office in Scottsdale, Arizona
The trio formed Raintree Wealth Partners in Scottsdale, Arizona
The brokerage's Advisor Services won’t be an open doorway for Morgan Stanley’s 16,000 advisers to become independent RIAs — at least not yet
The bank is breaking with some U.S. competitors that have resisted layoffs amid the pandemic
The eight-person Longo Group is based in Slidell, Louisiana
Andy Sieg reports thundering herd's adviser pool includes 21% women and 23% ethnically diverse professionals
The changes in its legal structure will help the bank meet its target of lending $20 billion to $30 billion a year to wealthy clients outside Switzerland
But one arm of Wells Fargo Advisors has been a popular destination for advisers in the first half of the year
After joining from Merrill Lynch in 2009, he was credited with injecting new life into UBS' U.S. wealth management business
Calls by adviser newbies were violating compliance rules, report says
The team of Gary Bice and Michael Leach and a solo adviser, John Prebay, join in Southfield, Michigan
The four-adviser group in Beverly Hills, California, cites RBC's affiliation with City National
The wirehouse integrated its legacy planning and portfolio analysis tools into a redesigned interface for advisers
Four-person Fischetti Barry group is based in a suburb of Pittsburgh
The move affects accounts with links to Venezuela's government or to the state-owned oil company, PDVSA
The six-adviser Uinta Wealth Management team is based in Salt Lake City
David Rosenthal, Stephen Collins and Daniel Rupp are based in Westport, Connecticut
An adviser who recently left Fidelity allegedly used client data from his former job to contact prospects
