The leadership changes announced May 20 position a slate of potential successors to CEO James Gorman who are mostly white and male.
Andy Saperstein, head of wealth management, was named co-president along with Ted Pick, head of trading, as Gorman positions a small group as his most likely successors.
Over the next three years, the positions are expected to be eliminated in Switzerland alone, with the bulk at the corporate cost center and about 200 between wealth management and the bank’s Swiss unit for personal and corporate banking.
John Farrell and Joel East are joining the UBS branch in Fort Worth, Texas.
Knowlton Knowlton & Larsen will be Rockefeller's first group of advisers in Boston.
The Atlanta-based, woman-led team is affiliating through Gladstone Wealth Partners, an office of supervisory jurisdiction.
Mark Donohue will be based in Palm Beach Gardens, Florida; Gordon Sommer in New York
Jeffrey Schiffman joins the firm’s employee unit in Palm Beach Gardens, Florida.
Aaron Sehl and Vincent Feijoo set up FS Financial in Southington, Connecticut.
The Swiss firm is exploring several alternatives for offering the asset class, people familiar with the plan said. Any investment offering would be a very small portion of the clients’ total wealth because of the volatility.
The Squier & Martinez group is opening an office for the firm in Grand Junction, Colorado.
The bank is planning to appoint a successor to Chairman Axel Weber, 64, at its annual general meeting next year.
Heald Wealth Management changes firms in Wellesley, Massachusetts
The seven-person group will join its Newport Beach, California, office.
The addition of Meridian Group gives the firm a Roanoke, Virginia, footprint
Group will join firm’s Deer Park, Illinois office in Chicago’s northwest suburbs
James Galkowski will open an office for the firm in Rochester, Minnesota.
The five-member team is joining the firm’s Newport Beach, California office
The eight-person Paulson Holman Gatto Group is opening an office in Lake Forest, Illinois.
Chad Taylor launches Seapoint Wealth Advisors in San Diego using LPL's services for breakaway brokers.
