Head count on the rise; average annualized revenue now at $915K
Wirehouse revives advertising icon in new TV campaign; 'symbol of strength and optimism'
William Bruen Sr., William Bruen Jr., and Andrew Bruen, a three-generation team of financial advisers managing over $500 million in assets, left Morgan Stanley Smith Barney LLC for UBS Wealth Management last week
Brokerage generated 11% profit margin in Q1, still well below its stated goal; more work ahead
Brokerage agrees to pay nearly $3M fine to settle Finra enforcement action; 'improper coding' blamed
Recent exits may boil down to one word: Technology.
Bank of America sharpens Merrill Edge by adding 10 actively managed portfolios
Which brokerage has the top stock pickers?
50% drop in broker comp makes the case for going independent
Morgan Stanley boss preparing for possible major downgrade by Moody's; hanging out there in the wind
Say clients like having assets at a AAA rated bank
Stock regains some ground, but still trading at under $13; ratings cut looms
Roll out of new technology problem sees plenty of glitches; large undertaking
UBS Wealth Management records another solid quarter under ex-Merrill big — but compensation's a hot topic right now for the bank's shareholders
Agree to return customer info in protocol flap; decision now rests with Finra panel
Moving from Wells Fargo's Financial Services Group to indie B-D
Wells Fargo B-D aims to reward reps who bring in new business; no longer 'recruit or die'
