Bring on a junior adviser at least five to seven years prior to retirement, to give both the adviser and clients time to acclimate to the role and those important relationships.
Honoring the 2020 and 2019 InvestmentNews Women to Watch for their achievements and dedication to improving the financial advice profession.
Lindsey Rhea’s firm, Alia Wealth Partners, is based in Germantown, Tennessee.
The Planned Approach, managing $266 million, is joining Buckingham Strategic Wealth, a St. Louis-based RIA in which Focus owns a majority stake.
The wealth management chief at BMO Financial will succeed Kathy Murphy, who plans to step down before the end of the year.
Carrie Turcotte and Crystal Walker run NorthShore Financial Strategies in Chattanooga, Tennessee.
Asset managers need to embrace diversity, equity and inclusion efforts as a core ingredient of a sustainable business model, experts say.
Her Success Matters kicks off its second season with a fresh lineup of guests including top executives, influencers and historical figures.
Heather Hunt-Ruddy previously held the role of head of business development and is remembered by some financial advisers for an apt analogy about Tater Tots.
With students facing significant debt when they graduate, financial service providers can use technology to create a sense of empowerment around financial management for young adults.
Professionally managed portfolios that are accessible inside of consumer apps will give consumers their first taste of investing via a long-term-focused offer — perhaps coupled with education and bite-sized planning.
Margaret Wilkin is joining a Baird office in Roseville, California.
The executive is joining the online brokerage firm after heading Ally Invest.
Loh served as vice president of digital advice and innovation and oversaw the Intelligent Portfolio automated advice platform at Schwab. The hire emphasizes the bank’s recent push to utilize technology offerings to serve the mass affluent market.
Here are the top four lessons I walked away from the Olympics with and that I will strive to instill in my team.
Treating clients as we would our dearest friends is not only the right thing to do, but tends to result in a lot of referrals from happy, well-cared-for clients.
Allison Taylor leads the all-female group in Huntington Beach, California.
Cooper, the company's chief investment officer, succeeds Dennis Glass, who has been chief executive since 2007.
Former U.S. Treasurer Rosie Rios is an active example of a leader fighting everyday for women’s inclusion and equity.
Gary Gensler calls consumer advocate Roper 'a champion for investors'; she has worked for 35 years at the Consumer Federation of America.
