Women Advisor Community

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Women dissatisfied with retirement industry’s work-life balance
YOUR PRACTICE RETIREMENT PLANNING JUN 16, 2021
Women dissatisfied with retirement industry’s work-life balance

The survey also finds sense among women that their compensation has not kept pace with their experience and responsibilities.

By InvestmentNews
From Marines to Wall Street, this veteran defied the odds
YOUR PRACTICE WOMEN ADVISOR COMMUNITY JUN 15, 2021
From Marines to Wall Street, this veteran defied the odds

Mercedes Elias, the new co-CEO of AmeriVet Securities, approached her career on Wall Street much like her decade-long ascent through the Marine Corps.

By Bloomberg
SEC names new leader for unit that reviews SPACS, climate rules
YOUR PRACTICE PRACTICE MANAGEMENT JUN 14, 2021
SEC names new leader for unit that reviews SPACS, climate rules

Law professor Renee Jones will run the agency's division of corporation finance, making her the first Black woman to lead one of the SEC's four major divisions.

By Bloomberg
'Womenomics' researcher to bring ESG to Japanese startups
YOUR PRACTICE ESG JUN 01, 2021
'Womenomics' researcher to bring ESG to Japanese startups

Kathy Matsui, formerly of Goldman Sachs, starts female-run venture fund to support health care, fintech and other young firms.

By Bloomberg
Morgan Stanley defies bank diversity trend
YOUR PRACTICE PRACTICE MANAGEMENT MAY 20, 2021
Morgan Stanley defies bank diversity trend

The leadership changes announced May 20 position a slate of potential successors to CEO James Gorman who are mostly white and male.

By Bloomberg
Trio managing $215 million at UBS goes indie at LPL
YOUR PRACTICE BROKER DEALERS MAY 17, 2021
Trio managing $215 million at UBS goes indie at LPL

The Atlanta-based, woman-led team is affiliating through Gladstone Wealth Partners, an office of supervisory jurisdiction.

By InvestmentNews
Weber says UBS should consider a chairwoman when he leaves
YOUR PRACTICE PRACTICE MANAGEMENT MAY 06, 2021
Weber says UBS should consider a chairwoman when he leaves

The bank is planning to appoint a successor to Chairman Axel Weber, 64, at its annual general meeting next year.

By Bloomberg
Advisory business making progress on diversity, but slowly
YOUR PRACTICE RIAS MAY 05, 2021
Advisory business making progress on diversity, but slowly

Only 16% of advisers are women, while 3.8% are Hispanic, 2.6% are African American and 2.1% Asian, according to a study by Cerulli Associates and the Investment Adviser Association.

By InvestmentNews
Sara Devereux to head fixed income at Vanguard
YOUR PRACTICE PRACTICE MANAGEMENT APR 23, 2021
Sara Devereux to head fixed income at Vanguard

The former Goldman mortgage-backed securities star will take over from John Hollyer, who is retiring.

By InvestmentNews
Gensler taps Alex Oh as  SEC enforcement chief
YOUR PRACTICE REGULATION AND LEGISLATION APR 22, 2021
Gensler taps Alex Oh as SEC enforcement chief

She is another in a line of recent SEC enforcement directors who comes to the agency with experience as a federal prosecutor.

By Mark Schoeff Jr.
Adviser managing $500 million at Wells Fargo joins RIA
YOUR PRACTICE RIAS APR 14, 2021
Adviser managing $500 million at Wells Fargo joins RIA

Lisa Quadrini moves to Brandywine Oak Private Wealth in suburban Philadelphia.

By InvestmentNews
Addressing the financial literacy crisis facing women in America
YOUR PRACTICE OPINION APR 12, 2021
Addressing the financial literacy crisis facing women in America

Society must integrate financial awareness into education, as men, and particularly women, need to improve their financial knowledge.

By Cindy Couyoumjian
Goldman secrecy on harassment claims faces challenge
YOUR PRACTICE REGULATION AND LEGISLATION APR 08, 2021
Goldman secrecy on harassment claims faces challenge

Goldman faces a vote at its annual meeting later this month on whether it should publish a report on how its mandatory-arbitration policy impacts employees and workplace culture.

By Bloomberg
Wealth management needs more female advisers
YOUR PRACTICE OPINION APR 05, 2021
Wealth management needs more female advisers

More and more of the industry's clients are women, and the share of global wealth controlled by women is increasing.

By Dr. Vinay Nair
Women advisers' skills questioned by men disproportionately, poll finds
YOUR PRACTICE RETIREMENT PLANNING MAR 24, 2021
Women advisers' skills questioned by men disproportionately, poll finds

In an industry dominated by men, women said they faced challenges early in their careers to prove themselves.

By Emile Hallez
Hester Peirce pushes for personal liberty as an SEC voice of dissent
YOUR PRACTICE REGULATION AND LEGISLATION MAR 22, 2021
Hester Peirce pushes for personal liberty as an SEC voice of dissent

During her first three years on the commission, Peirce was part of a Republican majority. With the likely confirmation of Gary Gensler as SEC chair, Democrats will have the edge.

By Mark Schoeff Jr.
Wealthtech Q&A: Focus Financial’s Rajini Kodialam
YOUR PRACTICE FINTECH MAR 19, 2021
Wealthtech Q&A: Focus Financial’s Rajini Kodialam

Focus Financial COO Rajini Kodialam shares her experience as a leading woman in fintech breaking down internal barriers for gender equity.

By Nicole Casperson
Buckingham's Hartman on pros and cons of remote work
YOUR PRACTICE PRACTICE MANAGEMENT MAR 18, 2021
Buckingham's Hartman on pros and cons of remote work

The president of the $16 billion RIA told attendees at the InvestmentNews Women Adviser Summit that that it's too early to guess when things will get back to normal.

By Jeff Benjamin
Allianz Life appoints Jasmine Jirele president and CEO
YOUR PRACTICE RETIREMENT PLANNING MAR 16, 2021
Allianz Life appoints Jasmine Jirele president and CEO

The insurance company's chief growth officer succeeds Walter White, who will retire at year-end.

By InvestmentNews
Women make up 14% of all fund managers, and the U.S. lags behind that global average
YOUR PRACTICE ETFS MAR 12, 2021
Women make up 14% of all fund managers, and the U.S. lags behind that global average

Morningstar data show women are making little progress breaking into the ranks of portfolio managers.

By Jeff Benjamin