Atlanta-based Bison Wealth provides back-office support for advisory firms in exchange for a share of their revenues.
Here's the rest of the week’s news from the adviser fintech companies that aren’t on vacation.
The firm was charged with inadequately supervising its representatives, who made unsuitable recommendations of structured products.
Goals include dismantling barriers and creating new ways to reach and invite women and minorities.
B. Riley Financial had purchased a large stake in National Securities Corp.'s parent in 2018 and bought the remaining shares last year.
The adviser targets younger corporate executives and parents whose children have special needs.
Schwab’s annual benchmarking study shows top-performing firms are more likely to use such tools as marketing plans and ideal client profiles.
Raymond James said that its head count of private client group financial advisers was 8,616 at the end of June, an increase of 203 compared to a year earlier.
Each of the firms failed to comply with the agency's rule on identify theft red flags.
The asset manager's new resource, Growth Lab, will provide tools to help independent financial advisers with growing their practices and lead generation.
Former First Republic executive built alternatives platforms at Carlyle Group, RBC.
In the wake of the 12-year bull market, some financial planners and clients are getting their first look at the flip side of equity compensation.
The total head count of financial advisers at Ameriprise increased 2% in the second quarter compared to June 2021, reaching 10,245.
If you’re hoping to capitalize on new opportunities and remain ahead of the curve, it’s crucial to stay on top of current industry trends.
The company named Josh Gray as its new chief technology officer, promoted former senior vice president of marketing Justin Boatman to chief product officer and hired Craig Clark as first chief marketing officer.
As part of the program, confidential mental health support will be provided to employees of the company’s six independent broker-dealers.
Flavia Trento says an 'accident in geography' opened her eyes to the opportunities in the innovation economy.
Roadways Mile Marker 2.0 adds real-time updates and projections to present a bigger picture of each participant's overall financial health.
American College survey finds trust, individual effort and specialized knowledge as the three most important influences on achieving success.
Former LPL exec Burt White recruits Ryan Detrick for Carson Group's newly created role of chief market strategist.
