Colleen Bell, Jeff Vivacqua and Seth Miller become presidents of their respective divisions as part of a new organizational structure.
The two first quarters of this year showed some robos to be particularly resilient, according to the latest Robo Report from Condor Capital Wealth Management.
Carson Wealth's Jason Juhl is tapping his retired clients to mentor those clients moving toward the 'next chapter.'
A roundup of this week’s fintech headlines includes a record year for Envestnet's college program and RIA in a Box partnering with LinkedIn on compliance.
L.J. Jones found his niche by observing the challenges faced by his wife and her law school classmates.
One adviser faces charges of dealing in child pornography, according to the Certified Financial Planner Board of Standards Inc.
The feature is designed to help plan participants and retirement plan advisers see the full wealth picture.
Both Modern Life and Farther closed $15 million funding rounds, suggesting technology for advisers is still seen as an attractive opportunity.
Legislation that last year contained a litany of taxes on high earners has been whittled down to a bill with a few corporate tax provisions.
The organization of state regulators cautions about taking advice from social media financial influencers because of possible conflicts.
The Grand Rapids, Michigan, planner will serve a one-year term and become chair of the board in 2024.
Recognizing first Black CFP, the $5,000 award aims to help more Black and African Americans earn the certification.
Research shows that younger investors are most bullish about being able to get back on track toward saving for retirement.
InvestmentNews combed through the tax forms of groups in the financial services space to learn what their CEOs earn, as well as other financial metrics.
Wise advisers are exploring options to offload tasks that aren't a high-value activity for them or duties that they don't particularly enjoy.
Advisers charging fees based on client assets are feeling a rare pinch of lower income against the backdrop of inflation. Now would be a good time to make that clear.
Carolin Botzenhardt, who had been with Wells Fargo for five years, joins the La Jolla, California, office of UBS Private Wealth Management.
The adviser, Eileen Cure, filed suit in federal court in Texas seeking $95 million in damages
Demand for income, inflation protection, enhanced returns and volatility dampening has created a ‘Goldilocks moment’ for alternative investments.
As corporations strengthen efforts to diversify their cultures, employee population, recruiting, and community service, suppliers must realize that they are part of that values alignment, too.
