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PRACTICE MANAGEMENT NOV 08, 2010
Advisers spooked by fund's sudden nosedive

A glitch yesterday at NYSE Euronext's Arca stock market that caused State Street Global Advisors Inc.'s SPDR S&P 500 ETF Ticker:(SPY) to drop 9.6% has some advisers spooked.

By Jessica Toonkel
FINTECH NOV 07, 2010
Morcom: Details from a demo

By Davis Janowski
PRACTICE MANAGEMENT NOV 07, 2010
Why investors fear their advisers

The series of scandals following the financial meltdown clearly has left an impression on the investing public

By Jessica Toonkel
PRACTICE MANAGEMENT NOV 03, 2010
MMI hooks up with influential group to promote diversity in advice biz

United Negro College Fund to help with summer internship program; minorities vastly underrepresented in financial services

By Jeff Benjamin
FINTECH NOV 01, 2010
More social media insights

By Davis Janowski
PRACTICE MANAGEMENT NOV 01, 2010
Securities America lands $225M firm

Securities America Inc. has picked up Verus Capital Partners LLC, a Scottsdale, Ariz., firm with $225 million in assets and 20 advisers.

By Darla Mercado
LIFE INSURANCE AND ANNUITIES OCT 31, 2010
Gauging clients' need for insurance beyond the house and car

Clients know that it is necessary to buy homeowners insurance and car insurance, but too many leave it at that

By Richard J. Koreto
PRACTICE MANAGEMENT OCT 31, 2010
Eyeing a career move? What you need to know

Advisers continue to be on the move as the industry consolidates and repositions itself for a new era. While many advisers are choosing independence, more are making the less daunting move to another firm within the same channel

By Mindy Diamond
Socially awkward? Facebook and Twitter co-founders talk to skittish advisers
FINTECH OCT 31, 2010
Socially awkward? Facebook and Twitter co-founders talk to skittish advisers

Financial advisers here at the Schwab IMPACT conference in Boston today had access to two of the most influential technology minds on the planet: Facebook co-founder Chris Hughes and Twitter co-founder Biz Stone. Two quick hits that stood out.

By Mark Bruno
RETIREMENT PLANNING OCT 29, 2010
Advisers face soaring health coverage costs

Escalating medical costs and increased expenses associated with the health care reform law are driving double-digit increases in health insurance premiums at many financial advisory firms

By Lisa Shidler
RIAS OCT 28, 2010
Advisers still social networking in the slow lane

“I thought Twitter was something Brett Favre uses to pick up women.”

By Davis Janowski
PRACTICE MANAGEMENT OCT 28, 2010
Where will the next gen of advisers come from? Probably here

By Mark Bruno
FINTECH OCT 28, 2010
Advice for users of CRM

By Davis Janowski
PRACTICE MANAGEMENT OCT 28, 2010
Cold calling brokers are still hurting the entire industry's reputation

Cold calling, as a method for bringing in new accounts, appears to be live and well.

By Danny Sarch
FINTECH OCT 28, 2010
Custodians rev up their platforms

By Davis Janowski
FINTECH OCT 26, 2010
Envestnet shares close higher after IPO prices low

Envestnet Inc., a Chicago company that provides Web-based services for financial advisers, expects to raise more than $31 million in net proceeds this week in an initial public offering.

By Associated Press
PRACTICE MANAGEMENT OCT 26, 2010
Indie B-D recruitment slowing after torrid '09

By Bruce Kelly
FINTECH OCT 25, 2010
Asset managers hiring tech execs to streamline processes

Companies look for chief technology officers with experience in outsourcing, shared services

By Jessica Toonkel
FINTECH OCT 25, 2010
Online app lets you screen stocks for reaction to economic factors

Here's a common refrain I've heard from advisers over the past two years: “It is a shame I couldn't better account for the economy in adjusting my clients' portfolios”

By Davis Janowski
Ivy League football 'mafia' gives Wall Street a talent pipeline
PRACTICE MANAGEMENT OCT 25, 2010
Ivy League football 'mafia' gives Wall Street a talent pipeline

University of Pennsylvania defensive back Josh Powers may have a better opportunity than playing for college football's national championship: a six- figure Wall Street salary upon graduation.

By Bloomberg