Riskalyze Ultimate combines two existing products, Command Center and Riskalyze Elite, to bring compliance and business development together.
The two investment banks both told staff that they will lift some of their remaining Covid-19 mitigation efforts after the Labor Day weekend.
The economics are attractive right now, and many advisers see a better future for virtually everyone involved if they join forces with a larger firm.
The agency charged the firm with failing to monitor whether wrap-fee accounts were in the best interests of clients who did little trading.
The New York-based RIA will provide four awards per year of up to $5,000 per student for individuals pursuing their CFP certification.
Financial advisers will receive advanced training on integrated practice management platforms.
A quarter of plan participants now prefer to receive 401(k) account information via email, up from 9% in 2020, according to Cerulli Associates.
The custom program will provide the group's fee-only planners with counseling and matching, including an annual valuation and an annual continuity plan.
In the newly created position, Michelle Kelley will lead the firm’s legal department and provide counsel on cybersecurity and privacy laws.
As the market sell-off erodes investors’ savings, they’re becoming more critical of the platforms provided by their retirement plans.
The firm was founded in 2011 to help refinance student loan debt but now offers an array of products, including mortgages, personal loans, insurance and a robo-adviser.
A roundup of this week's adviser fintech news, including SEI's introduction of a cloud-based database and SMArtX's partnership with Flyer.
The firm was fined $210,000 for falling short on its supervision of short-term mutual fund trades, the regulator said.
In the wake of the economic and social upheaval of the past two years, more factors play into women's assessments of risk
Goldman has been straining to prepare a feature that would let users set up direct deposits and pay their bills online, but it's constrained by the accelerating losses on its online platform, Marcus.
Financial professionals can reach a broader group of prospects — of all ages and in all locations — on their social media channels with fewer mechanics involved than planning an in-person event.
Companies with mentor programs outperform those without. Three benefits show why, and justify investing in such a program.
The CFP Board Center for Financial Planning and Mission Wealth Management launched a program that will award $5,000 scholarships to students seeking the credential.
The fintech has purchased UBS Fund Advisor, the wirehouse’s legacy proprietary U.S. alternative investment manager and feeder fund platform that represents $7 billion in client assets.
Here are some of the things about working as an independent adviser that may surprise those who've made the jump from a wirehouse.
