Broker-dealers that sold Provident Royalties that are no longer in business
Company name Date of withdrawal from brokerage business Asset Management Strategies LLC 2/1/2004 Barron…
| Company name | Date of withdrawal from brokerage business |
|---|---|
| Asset Management Strategies LLC | 2/1/2004 |
| Barron Moore Inc. | 7/1/2008 |
| Empire Financial Group Inc. | 3/1/2009 |
| E-Planning Securities Inc. | 4/1/2009 |
| Community Banker Securities LLC | 12/1/2009 |
| Main Street Securities LLC | 3/1/2010 |
| GunnAllen Financial Inc. | 4/1/2010 |
| Jesup & Lamont Securities Corp. | 6/1/2010 |
| Private Asset Group Inc. | 6/1/2010 |
| Okoboji Financial Services Inc. | 7/1/2010 |
| United Equity Securities LLC | 10/1/2010 |
| QA3 Financial Corp. | 2/1/2011 |
| Matheson Securities LLC | 3/1/2011 |
| Harrison Douglas Inc. | 5/1/2011 |
| Securities Network LLC | 5/1/2011 |
| CapWest Securities Inc. | 7/1/2011 |
| Investlinc Securities LLC/Meadowbrook Securities LLC | 8/1/2011 |
| WFP Securities Corp. | 8/1/2011 |
| Boogie Investment Group Inc. | 9/1/2011 |
| Workman Securities Corp. | 10/1/2011 |
| Sources: Provident Royalties liquidating trust web site; BrokerCheck. | |
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