Number of B-Ds, reps registered with Finra falls again
Firms registered with the broker-dealer industry regulator saw their revenues and profits rise last year
The number of brokerage firms and their representatives regulated by Finra fell again last year, while the industry’s revenues and income increased.
The third annual Finra Industry Snapshot shows 624,674 representatives were registered with the Financial Industry Regulatory Authority Inc. in 20
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