Finra fines jump 43% in 2020 to $57 million
The number of of the regulator's disciplinary actions held steady, according to an Eversheds Sutherland analysis.
In the first reversal of a five-year downward trend, the Financial Industry Regulatory Authority Inc. posted a 43% jump in fines in 2020, to $57 million from $40 million in 2019, according to an annual analysis of Finra disciplinary actions by Eversheds Sutherland (US).
Fines in 2020 were in line
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