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Former Fidelity broker may revive career after arbitration win

Fidelity arbitration

Finra arbitrators split, 2-1, in awarding Ryan Sanghak Lee $500,000 for wrongful termination. They also changed the reason for his departure on his Form U5 and expunged a claim that was filed following his dismissal.

A former Fidelity broker may use a recent Finra arbitration victory against his former employer to return to the financial industry.

Ryan Sanghak Lee filed a wrongful termination claim against Fidelity Brokerage Services and Fidelity Personal Workplace Advisors after he was fired in December 2018

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