Raymond James agrees to $5.95 million settlement with Vermont over alleged compliance failures
Vermont's regulator found supervisory failures under an EB-5 program helping to develop the state's ski resort
Raymond James Financial Inc. has reached a $5.95 million settlement with Vermont's department of financial regulation over compliance violations tied to real-estate development projects at ski resort Jay Peak.
The brokerage firm agreed to pay $4.5 million to a federal receiver that will return mon
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