Finra shouldn’t hype ‘broken’ BrokerCheck to investors: PIABA
System doesn't include reasons for advisers' employment termination and other details public needs before deciding who to hire, a new report found.
The main resource that the public uses to learn about brokers and their firms, Finra's BrokerCheck, doesn't include the reasons a financial professional's employment was terminated and other details investors should have before deciding whether to invest with them, a new report found.
The Public In
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