Northeastern success stories
| Rank |
Firm |
Phone |
Website |
Total assets ($M) |
Total accounts |
Employees |
| 1 |
Silvercrest Asset Management Group |
(212) 649-0600 |
silvercrestgroup.com |
$31,199.2 |
1,068 |
117 |
| 2 |
Veritable |
(610) 640-9551 |
veritablelp.com |
$13,588.5 |
2,999 |
85 |
| 3 |
BBR Partners, LLC |
(212) 313-9870 |
bbrpartners.com |
$10,858.4 |
2,552 |
95 |
| 4 |
Summit Rock Advisors, L.P. |
(212) 993-7150 |
summit-rock.com |
$10,735.0 |
100 |
51 |
| 5 |
Rockefeller & Co., Inc. |
(212) 549-5100 |
rockco.com |
$10,497.4 |
2,732 |
154 |
| 6 |
Tiedemann Wealth Management, LLC |
(212) 396-5900 |
tiedemannwealth.com |
$8,342.2 |
407 |
85 |
| 7 |
TAG Associates LLC |
(212) 275-1500 |
tagassoc.com |
$8,125.4 |
1,186 |
67 |
| 8 |
Anchor Capital Advisors LLC |
(617) 338-3800 |
anchorcapital.com |
$8,104.7 |
24,359 |
49 |
| 9 |
Boston Private Wealth LLC |
(800) 422-6172 |
bostonprivatewm.com |
$7,108.5 |
7,280 |
140 |
| 10 |
Pinnacle Associates, Ltd. |
(212) 652-3200 |
pinnacleinsights.org |
$6,020.8 |
3,735 |
50 |
| 11 |
Athena Capital Advisors LLC |
(781) 274-9300 |
athenacapital.com |
$5,998.7 |
446 |
47 |
| 12 |
Ballentine Partners |
(781)341-1300 |
ballentinepartners.com |
$5,989.7 |
3,376 |
55 |
| 13 |
KLS Professional Advisors Group, LLC |
(212) 355-0346 |
klsadvisors.com |
$5,515.7 |
8,991 |
49 |
| 14 |
East End Advisors, LLC |
(212) 218-8137 |
|
$4,998.1 |
22 |
15 |
| 15 |
The Colony Group, LLC |
(617) 723-8200 |
thecolonygroup.com |
$4,862.8 |
6,766 |
90 |
Midwestern success stories
| Rank |
Firm |
Phone |
website |
Total assets ($M) |
Total accounts |
Employees |
| 1 |
Oxford Financial Group, Ltd |
(317) 843-5678 |
ofgltd.com |
$13,577.0 |
8,468 |
145 |
| 2 |
Brownson, Rehmus & Foxworth |
(312) 346-5850 |
brfinc.com |
$9,870.1 |
532 |
57 |
| 3 |
Bahl & Gaynor Inc |
(513) 287-6100 |
bahl-gaynor.com |
$8,593.3 |
2,005 |
17 |
| 4 |
Johnson Investment Counsel, Inc. |
(513) 661-3100 |
johnsoninv.com |
$8,347.4 |
8,650 |
109 |
| 5 |
FCI Advisors |
(816) 329-1500 |
fciadvisors.com |
$6,771.5 |
10,649 |
59 |
| 6 |
Gresham Partners, LLC |
(312) 960-0200 |
greshampartners.com |
$5,522.3 |
1,457 |
31 |
| 7 |
RMB Capital Management |
(312) 993-5800 |
rmbcap.com |
$4,722.3 |
12,764 |
119 |
| 8 |
Fiduciary Counselling Inc. |
(651) 228-0935 |
fidcouns.com |
$4,603.8 |
1,361 |
72 |
| 9 |
Savant Capital Management |
(815) 227-0300 |
savantcapital.com |
$4,224.4 |
3,946 |
136 |
| 10 |
Altair Advisers, LLC |
(312) 429-3000 |
altairadvisers.com |
$3,773.9 |
588 |
47 |
| 11 |
Gofen And Glossberg, LLC |
(312) 828-1100 |
gofen.com |
$3,766.4 |
3,009 |
27 |
| 12 |
Bartlett & Co. LLC |
(513) 621-4612 |
bartlett1898.com |
$3,358.3 |
1,159 |
47 |
| 13 |
Zacks Investment Management, Inc. |
312-265-9266 |
http://www.zacksim.com/ |
$3,335.4 |
4,797 |
95 |
| 14 |
Balasa Dinverno Foltz LLC |
(630) 875-4900 |
bdfllc.com |
$3,071.9 |
4,665 |
37 |
| 15 |
Orgel Wealth Management, LLC |
(715) 835-6525 |
orgelwealth.com |
$3,032.0 |
7,026 |
34 |
Southern success stories
| Rank |
Firm |
Phone |
Website |
Total assets ($M) |
Total accounts |
Employees |
| 1 |
Chevy Chase Trust Company |
(240) 497-5000 |
chevychasetrust.com |
$23,172.7 |
3,615 |
84 |
| 2 |
Edelman Financial Services, LLC |
(703) 818-0800 |
rescue.ricedelman.com |
$14,880.0 |
69,807 |
397 |
| 3 |
Jasper Ridge Partners, L.P. |
(817) 333-0027 |
jasperridge.com |
$13,317.7 |
2,743 |
68 |
| 4 |
Ronald Blue & Co., LLC |
(770) 280-6000 |
rbis.ronblue.com |
$6,636.5 |
16,436 |
275 |
| 5 |
Global Financial Private Capital, LLC |
(866) 641-2186 |
gf-pc.com |
$5,864.3 |
66,671 |
350 |
| 6 |
WE Family Offices |
(305) 825-2225 |
wefamilyoffices.com |
$5,015.1 |
69 |
43 |
| 7 |
Convergent Wealth Advisors, LLC |
(301) 770-6300 |
convergentwealth.com |
$4,693.4 |
2,961 |
56 |
| 8 |
Tolleson Private Wealth Management |
(214) 252-3250 |
tollesonwealth.com |
$4,532.2 |
2,905 |
58 |
| 9 |
Finaccess Advisors, LLC |
(305) 377-1112 |
|
$4,387.5 |
153 |
12 |
| 10 |
RGT Wealth Advisors |
(214) 360-7000 |
rgtadvisors.com |
$4,361.6 |
4,930 |
72 |
| 11 |
CV Advisors LLC |
(305) 358-5990 |
cv-advisors.com |
$4,231.8 |
103 |
27 |
| 12 |
Homrich Berg |
(404) 264-1400 |
homrichbergfamilyoffice.com |
$4,082.0 |
5,801 |
80 |
| 13 |
Signature Family Wealth Advisors |
(757) 625-7670 |
signaturefamilywealth.com |
$3,316.5 |
1,024 |
38 |
| 14 |
WMS Partners, LLC |
(410) 337-7575 |
wmsfamilyoffice.com |
$2,887.5 |
421 |
48 |
| 15 |
South Texas Money Management, Ltd. |
(210) 824-8916 |
stmmltd.com |
$2,759.1 |
2,848 |
60 |
Western success stories
| Rank |
Firm |
Phone |
Website |
Total assets ($M) |
Total accounts |
Employees |
| 1 |
Financial Engines Advisors L.L.C. |
(408) 498-6000 |
financialengines.com |
$113,423.8 |
932,089 |
531 |
| 2 |
Fisher Investments |
(800) 851-8845 |
fisherinvestments.com |
$65,441.6 |
57,982 |
1,110 |
| 3 |
Hall Capital Partners LLC |
(415) 288-0544 |
hallcapital.com |
$31,899.2 |
167 |
133 |
| 4 |
Aperio Group, LLC |
(415) 339-4300 |
aperiogroup.com |
$13,243.1 |
2,512 |
50 |
| 5 |
Comprehensive Financial Management LLC |
(408) 358-3316 |
|
$11,295.0 |
29 |
26 |
| 6 |
Kayne Anderson Rudnick Investment Management, LLC |
(310) 556-2721 |
kayne.com |
$9,629.3 |
14,629 |
81 |
| 7 |
Aspiriant, LLC |
(415) 371-7800 |
aspiriant.com |
$9,306.1 |
7,041 |
154 |
| 8 |
Mercer Global Advisors Inc. |
(800) 258-1559 |
merceradvisors.com |
$6,908.0 |
19,525 |
120 |
| 9 |
Litman Gregory Asset Management, LLC |
(925) 254-8999 |
lgam.com |
$6,148.7 |
1,194 |
68 |
| 10 |
Scharf Investments, LLC |
(831) 429-6513 |
scharfinvestments.com |
$5,118.0 |
2,640 |
21 |
| 11 |
Ferguson Wellman Capital Management, Inc. |
(503) 226-1444 |
fergusonwellman.com |
$4,311.9 |
2,414 |
44 |
| 12 |
Seven Post Investment Office LP |
(415) 341-9300 |
sevenpost.com |
$4,178.9 |
372 |
14 |
| 13 |
Churchill Management Group |
(323) 937-7110 |
churchillmanagement.com |
$4,069.5 |
13,034 |
55 |
| 14 |
Wetherby Asset Management |
(415) 399-9159 |
wetherby.com |
$3,839.7 |
3,193 |
60 |
| 15 |
Halbert Hargrove |
(562) 435-5657 |
halberthargrove.com |
$3,817.8 |
3,259 |
43 |
Note: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
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