Dale Brown
Dale E. Brown is president and CEO of the Financial Services Institute. Twitter: @FSIDaleBrown
Dale E. Brown is president and CEO of the Financial Services Institute. Twitter: @FSIDaleBrown
For complete balance, all interested parties should weigh in and the government should listen.
Opposing Labor Department's fiduciary proposal tops the list of legislative and regulatory issues the trade group is focusing on.
From the advisory business model to crowdfunding to elder financial abuse, discussions taking place despite congressional gridlock
The advice business must work together to ensure advisers have the resources and information they need to develop and execute strong succession plans.
As a first step, communication and coordination between advisers, regulators needs to be improved.
At September gathering, FSI plans focus on M&A, practice valuation, contracts, deal structures and best practices for implementing a succession plan.
Though well-intended, Finra's plan could come with new security concerns and costs
