Fred Reish
Analyzing rollovers could involve some challenging steps, like gathering information about investments, services and expenses in the retirement plan.
Recommendations to roll over retirement-plan assets, to transfer IRAs and advice generating additional payments like 12b-1 fees are trouble areas for RIA firms.
Little has been said about prudent recommendations to transfer an IRA from another firm to the adviser's firm.
The Trump administration has issued a proposed regulation to delay the applicability date of…
