In a business increasingly difficult for individual business owners, Mr. Grant built the independent broker-dealer into one of the more successful firms in the industry.
Firm hires Michael Murray, a recruiter at LPL, as its head of business development.
Utah moves to charge Cetera, LPL and CUSO over failing to represent credit union relationships correctly.
Two Colorado insurance agents who sold the Woodbridge real estate scheme continue to market themselves as retirement planners
Independent broker-dealer says it has added $70.2 billion in net new assets as a result of the acquisition.
Firm will also buy back securities from investors, plus pay them 3% annual interest.
He says leaving the broker protocol agreement is not a good thing and that firms shouldn't be going to court to prevent 'client choice.'
The nation's largest independent broker-dealer is offering recruits a percentage of AUM to come on board, an offer one recruiter called 'the best deal that's out there.'
CEO says its acquisition of Alex. Brown has helped the firm recruit advisers with wealthy clients, but that it hasn't found a similar company to buy on the West Coast.
The move, in line with other price reductions at the broker-dealer, could help LPL attract advisers.
