Eric J. Stone was fired by Fidelity in 2021 after facing claims he took loans from clients.
Meanwhile, the founder of advisor list gives reasons for secret $6 million payment to editor.
Regulators this year approved UBS Bank USA’s conversion to a nationally chartered bank.
Trevor Uhls was charged with wire fraud and money laundering in a criminal complaint filed in U.S. District Court for the Western District of Missouri.
InvestmentNews reported in 2017 that the IRS was scrutinizing the tax shelter land deals, called syndication conservation easements.
Conte Wealth Advisors reportedly has $1.4 billion in client assets and 20 advisors.
“Todd Burkhalter organized what is likely the largest Ponzi scheme in Georgia history,” said one FBI official.
Randall Lane, Forbes’ editor, took cash from consultant the publication used for advisor lists.
Kenneth Thom, 42, reinvented himself as a finfluencer known as “K Money.”
Meanwhile, other clients are waiting in line to sell back shares worth billions of dollars to private loan funds.
