Melville, New York-based SW Financial received $2 million in undisclosed compensation for selling the private placements, according to Finra.
Michelle Brennan Hall had been registered at FSC Securities since 1989.
The Compass Group advisors are joining DayMark Wealth Partners, a Cincinnati, Ohio-based RIA with $907 million in assets.
At least one critic of the newfangled REITs is not convinced they can weather the storm in commercial real estate.
Minnesota-based Tom Delich had worked at RBC for almost 23 years; he and his team are joining Financial Dimensions Group, a unit of Royal Alliance Associates.
JPMorgan now says there were 229 financial advisors in First Republic's wealth management unit when it acquired the bank earlier this week, up from the 150 total its CFO cited Monday.
The deal for Dubuque-based Heacock & Jones Financial Services is Wealth Enhancement Group's sixth acquisition this year.
Meanwhile, over the past decade, the top 25 firms have essentially doubled the amount of revenue they generate.
The welcome news for financial advisors in the report is that valuations for firms aren't necessarily based on how they choose to do business.
Meanwhile, any recent recruiting deals First Republic had struck with advisors will remain in place now that the bank has been acquired by JPMorgan Chase.
