She said lawmakers may have to change 'solely incidental' language that lets brokers give advice.
Legacy Financial Planning was affiliated with LPL Financial for nearly six years.
Apex Clearing CEO Bill Capuzzi talks about how a rising class of millennial investors is reshaping wealth management and the implications for the future of digital wealth.
The Johnston Group embraces accountability with a money-back guarantee
New business will make digital assets available to hedge funds, family offices and other institutional investors.
To mature into a strong safety net, plans need to be able to deliver guaranteed lifetime income.
Even companies that posted better-than-expected results have underperformed.
Document suggests the proposed SEC advice rule is too weak.
So far in 2018, Merrill Lynch has seen the best performance in this area in the last five years.
How to lower expectations when clients think they're owed a bigger Social Security benefit.
Broker-dealers are questioning Ohio National Financial Services' decision to terminate service agreements, and rest assured they will demand more commission protections in future contracts.
And millennials are being accused of killing yet another tradition.
It's the largest annual cost-of-living increase in benefits since 2012.
Slight increase in Part B premium to $135.50 per month is in line with expectations.
The firm lost another 152 advisers in the quarter, and total adviser workforce is down 6.7% in past two years .
Some customers had a hard time accessing the mutual fund firm's website as stocks plunged.
It's the largest annual cost-of-living increase in benefits since 2012.
Former CEOs of eMoney Advisors and Lincoln Financial Network among those replaced with those having ties to the new private equity owner.
Advisor Group broker-dealer picks up Questar Capital from Allianz.
The company settled a similar self-dealing lawsuit four years ago for $12 million.
