SEC TAKING HARD LOOK AT COZY DEALING BY FUND FIRMS COMMISSION SHARING FOR SALES UNDER SCRUTINY
The Securities and Exchange Commission is getting ready to slap the hands that scratch each other's backs. Mutual…
The Securities and Exchange Commission is getting ready to slap the hands that scratch each other's backs.
Mutual fund companies routinely funnel securities trades to the brokerages that are best at selling their funds, but the SEC is eyeing a challenge to that comfortable practice, says Barry Barb
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