‘Switch’ deadlines still could be in flux
The SEC's action last week in setting new deadlines for midsize financial advisers' switch to state registration should assuage many about the lack of a clear timetable
The SEC's action last week in setting new deadlines for midsize financial advisers' switch to state registration should assuage many about the lack of a clear timetable.
But some observers still are anticipating yet more delays and uncertainty over the changeover deadlines.
Adviser
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